# John A. Wolfe & Associates, Inc.

> John A. Wolfe & Associates, Inc. is an SEC-registered investment advisory firm in Portage, MI, registered since 1990, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated September 1, 2026.

- CRD: 110799
- Filed as: JOHN A. WOLFE & ASSOCIATES, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Portage, MI
- Filing period: October 2026
- Form ADV filing dated: September 1, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/110799
- AdvisorCensus page: https://advisorcensus.com/firm/john-a-wolfe-and-associates-inc-portage-mi-110799

## Quick answers

**How is John A. Wolfe & Associates, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), John A. Wolfe & Associates, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is John A. Wolfe & Associates, Inc. located?**
John A. Wolfe & Associates, Inc.'s principal office is in Portage, MI, according to its Form ADV.

**Is John A. Wolfe & Associates, Inc. registered with the SEC or a state?**
John A. Wolfe & Associates, Inc. is an SEC-registered investment advisory firm, registered since 1990. Status as filed: Approved. CRD 110799.

**How much does John A. Wolfe & Associates, Inc. manage?**
John A. Wolfe & Associates, Inc. reports $560,663,000 in regulatory assets under management in its Form ADV filing dated September 1, 2026 (100% discretionary).

**How have John A. Wolfe & Associates, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for John A. Wolfe & Associates, Inc.: Regulatory assets under management: $524,912,000 in the October 2021 data and $560,663,000 in the October 2026 data, up 7%. Total employees: 4 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does John A. Wolfe & Associates, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (271); high net worth individuals (175); pension and profit sharing plans (but not the plan participants or government pension plans) (4).

**Which custodians does John A. Wolfe & Associates, Inc. use?**
John A. Wolfe & Associates, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does John A. Wolfe & Associates, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/110799

**What changed in John A. Wolfe & Associates, Inc.'s recent Form ADV filings?**
In the February 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $560,663,000
- Discretionary: $560,663,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 271 | $116,330,000 |
| High net worth individuals | 175 | $437,587,000 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 4 | $6,746,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1990 (36 years)
- Employees: 3 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, IN, MI, MN, NC, NH, OH, TX, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $524,912,000 | 4 | February 19, 2021 |
| October 2022 | $556,811,000 | 4 | August 19, 2022 |
| October 2023 | $467,702,000 | 4 | September 18, 2023 |
| October 2024 | $498,417,000 | 3 | January 30, 2024 |
| October 2025 | $534,664,000 | 3 | February 19, 2025 |
| October 2026 | $560,663,000 | 3 | September 1, 2026 |

Regulatory assets under management: $524,912,000 in the October 2021 data and $560,663,000 in the October 2026 data, up 7%.
Total employees: 4 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### February 2026
- Updated its list of owners and control persons (Schedule A).

### January 2026
- No longer registered or notice-filed in CO.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. John A. Wolfe & Associates, Inc. (CRD 110799): Form ADV filing data as of October 2026.