{
  "crd_number": 141882,
  "slug": "john-a-poole-financial-advisor-hermitage-tn-141882",
  "primary_business_name": "JOHN A. POOLE-FINANCIAL ADVISOR",
  "legal_name": "POOLE, JOHN ALFRED, JR.",
  "dbas": [],
  "city": "Hermitage",
  "state": "TN",
  "country": "United States",
  "cbsa_code": "34980",
  "metro": {
    "cbsa_code": "34980",
    "common_name": "Nashville",
    "msa_name": "Nashville-Davidson--Murfreesboro--Franklin, TN",
    "path": "/advisors/tn/nashville"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2006-11-16",
  "years_registered": 19,
  "period": "2026-10-01",
  "filing_date": "2026-10-01",
  "carried_forward": false,
  "raum_total": 19730000.0,
  "raum_discretionary": 19730000.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "under_25m",
  "raum_band_label": "Under $25 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 19730000.0,
      "count": 58
    }
  },
  "compensation_types": [
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 2,
  "states_registered": [
    "TN"
  ],
  "websites": [
    "https://linkedin.com/in/john-poole-3a47029",
    "https://mrtaxofamerica.org"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/141882",
  "disclosure_items": [
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    },
    {
      "item": "11.D(4)",
      "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    }
  ],
  "city_as_filed": "HERMITAGE",
  "url": "https://advisorcensus.com/firm/john-a-poole-financial-advisor-hermitage-tn-141882",
  "display_name": "John A. Poole-Financial Advisor",
  "summary": "John A. Poole-Financial Advisor is a state-registered investment advisory firm in Hermitage, TN, registered since 2006, reporting under $25 million in regulatory assets under management in its Form ADV filing dated October 1, 2026.",
  "citation": "AdvisorCensus. John A. Poole-Financial Advisor (CRD 141882): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is John A. Poole-Financial Advisor compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), John A. Poole-Financial Advisor reports these compensation arrangements: a percentage of assets under its management; hourly charges."
    },
    {
      "q": "Where is John A. Poole-Financial Advisor located?",
      "a": "John A. Poole-Financial Advisor's principal office is in Hermitage, TN, according to its Form ADV."
    },
    {
      "q": "Is John A. Poole-Financial Advisor registered with the SEC or a state?",
      "a": "John A. Poole-Financial Advisor is a state-registered investment advisory firm, registered since 2006. Status as filed: APPROVED. CRD 141882."
    },
    {
      "q": "How much does John A. Poole-Financial Advisor manage?",
      "a": "John A. Poole-Financial Advisor reports $19,730,000 in regulatory assets under management in its Form ADV filing dated October 1, 2026 (100% discretionary)."
    },
    {
      "q": "What types of clients does John A. Poole-Financial Advisor serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (58)."
    },
    {
      "q": "Does John A. Poole-Financial Advisor report any disciplinary disclosures?",
      "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/141882"
    },
    {
      "q": "What changed in John A. Poole-Financial Advisor's recent Form ADV filings?",
      "a": "In the October 2026 filing data: Item 11 disclosure answers changed: 2 yes answers, previously 1 (now yes: 11.D(4)). Employees performing advisory functions went from 0 to 1."
    }
  ],
  "filing_history": [],
  "recent_changes": [
    {
      "period": "2026-10-01",
      "period_label": "October 2026",
      "notes": [
        "Item 11 disclosure answers changed: 2 yes answers, previously 1 (now yes: 11.D(4)).",
        "Employees performing advisory functions went from 0 to 1."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/john-a-poole-financial-advisor-hermitage-tn-141882.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 58,
      "fewer_than_5": false,
      "raum": 19730000.0
    }
  ],
  "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/141882",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}