# JOE Carter

> JOE Carter is a state-registered investment advisory firm, registered since 2004, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 16, 2026.

- CRD: 126135
- Filed as: JOE CARTER
- Legal name: Carter, JR. JOE Louis
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Texas
- Filing period: October 2026
- Form ADV filing dated: March 16, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/126135
- AdvisorCensus page: https://advisorcensus.com/firm/joe-carter-126135

## Quick answers

**How is JOE Carter compensated?**
On its Form ADV (Item 5.E, October 2026), JOE Carter reports these compensation arrangements: a percentage of assets under its management.

**Is JOE Carter registered with the SEC or a state?**
JOE Carter is a state-registered investment advisory firm, registered since 2004. Status as filed: APPROVED. CRD 126135.

**How much does JOE Carter manage?**
JOE Carter reports $7,819,838 in regulatory assets under management in its Form ADV filing dated March 16, 2026 (100% discretionary).

**Does JOE Carter report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/126135

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $7,819,838
- Discretionary: $7,819,838
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| State or municipal government entities (including government pension plans) | Fewer than 5 | $7,819,838 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2004 (22 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- joecarter.biz

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. JOE Carter (CRD 126135): Form ADV filing data as of October 2026.