# JMK & Associates, LLC

> JMK & Associates, LLC is an SEC-registered investment advisory firm in Spokane, WA, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated January 13, 2026.

- CRD: 312760
- Filed as: JMK & ASSOCIATES, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Spokane, WA
- Filing period: October 2026
- Form ADV filing dated: January 13, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/312760
- AdvisorCensus page: https://advisorcensus.com/firm/jmk-and-associates-llc-spokane-wa-312760

## Quick answers

**How is JMK & Associates, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), JMK & Associates, LLC reports these compensation arrangements: a percentage of assets under its management.

**What does JMK & Associates, LLC's brochure say about its fees?**
Its Form ADV Part 2A brochure dated January 13, 2026 states: Asset-based fee: up to 2% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is JMK & Associates, LLC located?**
JMK & Associates, LLC's principal office is in Spokane, WA, according to its Form ADV; the August 2025 filing also lists 1 other office (Schedule D, Section 1.F).

**Is JMK & Associates, LLC registered with the SEC or a state?**
JMK & Associates, LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 312760.

**How much does JMK & Associates, LLC manage?**
JMK & Associates, LLC reports $268,371,774 in regulatory assets under management in its Form ADV filing dated January 13, 2026 (100% discretionary).

**How have JMK & Associates, LLC's assets and staff changed since 2021?**
In the Form ADV data for JMK & Associates, LLC: Regulatory assets under management: $310,015,517 in the October 2021 data and $268,371,774 in the October 2026 data, down 13%. Total employees: 7 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does JMK & Associates, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1,119); high net worth individuals (334).

**Which custodians does JMK & Associates, LLC use?**
JMK & Associates, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists LPL Financial LLC (affiliated with the firm) as a custodian holding 10% or more of its separately managed account assets.

**Does JMK & Associates, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/312760

**What changed in JMK & Associates, LLC's recent Form ADV filings?**
In the February 2026 filing data: Employees performing advisory functions went from 2 to 1. Regulatory assets under management went from $343,324,152 to $268,371,774 (-22%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated January 13, 2026)

- Asset-based fee: up to 2% of assets a year (the maximum the brochure states)

> Fees are paid quarterly in advance and will generally not exceed 2% of assets under management unless the scope, complexity, amount of time or expertise required warrant a higher fee.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- LPL Financial LLC (affiliated with the firm)

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $268,371,774
- Discretionary: $268,371,774
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 1,119 | $121,809,255 |
| High net worth individuals | 334 | $144,759,300 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $677,340 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | Fewer than 5 | $1,125,879 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2021 (5 years)
- Employees: 4 total, 1 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AZ, CA, CO, GA, ID, IL, NH, OR, TX, UT, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the August 2025 filing
- Colville, WA

### Websites listed on Form ADV (Item 1.I)
- jmkfa.com
- YouTube @JMKAssociates

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $310,015,517 | 7 | July 6, 2021 |
| October 2022 | $337,274,655 | 7 | September 1, 2022 |
| October 2023 | $284,531,566 | 8 | February 23, 2023 |
| October 2024 | $352,781,207 | 5 | January 12, 2024 |
| October 2025 | $343,324,152 | 3 | July 8, 2025 |
| October 2026 | $268,371,774 | 4 | January 13, 2026 |

Regulatory assets under management: $310,015,517 in the October 2021 data and $268,371,774 in the October 2026 data, down 13%.
Total employees: 7 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### February 2026
- Employees performing advisory functions went from 2 to 1.
- Regulatory assets under management went from $343,324,152 to $268,371,774 (-22%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. JMK & Associates, LLC (CRD 312760): Form ADV filing data as of October 2026.