# JM Tax & Financial LLC

> JM Tax & Financial LLC is a state-registered investment advisory firm, registered since 2019, reporting under $25 million in regulatory assets under management in its Form ADV filing dated January 15, 2026.

- CRD: 304591
- Filed as: JM TAX & FINANCIAL LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Filing period: October 2026
- Form ADV filing dated: January 15, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/304591
- AdvisorCensus page: https://advisorcensus.com/firm/jm-tax-and-financial-llc-304591

## Quick answers

**How is JM Tax & Financial LLC compensated?**
On its Form ADV (Item 5.E, October 2026), JM Tax & Financial LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is JM Tax & Financial LLC registered with the SEC or a state?**
JM Tax & Financial LLC is a state-registered investment advisory firm, registered since 2019. Status as filed: APPROVED. CRD 304591.

**How much does JM Tax & Financial LLC manage?**
JM Tax & Financial LLC reports $4,479,697 in regulatory assets under management in its Form ADV filing dated January 15, 2026 (97% discretionary).

**What types of clients does JM Tax & Financial LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (34); high net worth individuals (2).

**Does JM Tax & Financial LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/304591

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $4,479,697
- Discretionary: $4,363,309
- Non-discretionary: $116,388

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 34 | $1,619,050 |
| High net worth individuals | 2 | $2,860,647 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2019 (7 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: NC, SC
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. JM Tax & Financial LLC (CRD 304591): Form ADV filing data as of October 2026.