# JIM Saulnier & Associates, LLC

> JIM Saulnier & Associates, LLC is an SEC-registered investment advisory firm in Fort Collins, CO, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 14, 2026.

- CRD: 169889
- Filed as: JIM SAULNIER & ASSOCIATES, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Fort Collins, CO
- Filing period: October 2026
- Form ADV filing dated: July 14, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/169889
- AdvisorCensus page: https://advisorcensus.com/firm/jim-saulnier-and-associates-llc-fort-collins-co-169889

## Quick answers

**How is JIM Saulnier & Associates, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), JIM Saulnier & Associates, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is JIM Saulnier & Associates, LLC located?**
JIM Saulnier & Associates, LLC's principal office is in Fort Collins, CO, according to its Form ADV.

**Is JIM Saulnier & Associates, LLC registered with the SEC or a state?**
JIM Saulnier & Associates, LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 169889.

**How much does JIM Saulnier & Associates, LLC manage?**
JIM Saulnier & Associates, LLC reports $286,384,613 in regulatory assets under management in its Form ADV filing dated July 14, 2026 (100% discretionary).

**How have JIM Saulnier & Associates, LLC's assets and staff changed since 2023?**
In the Form ADV data for JIM Saulnier & Associates, LLC: Regulatory assets under management: $105,709,449 in the October 2023 data and $286,384,613 in the October 2026 data, up 171%. Total employees: 6 in October 2023 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does JIM Saulnier & Associates, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (98); high net worth individuals (86).

**Which custodians does JIM Saulnier & Associates, LLC use?**
JIM Saulnier & Associates, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does JIM Saulnier & Associates, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/169889

**What changed in JIM Saulnier & Associates, LLC's recent Form ADV filings?**
In the August 2026 filing data: Registered or notice-filed in IA.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $286,384,613
- Discretionary: $286,384,613
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 98 | $70,898,037 |
| High net worth individuals | 86 | $215,260,184 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | Fewer than 5 | $226,392 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2023 (3 years)
- Employees: 7 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CO, FL, GA, IA, IL, LA, MD, MI, MN, NC, NE, NH, NJ, NY, OH, PA, TX, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- helpwithmysocialsecurity.com
- jimhelps.com
- theretirementandirashow.com
- LinkedIn @jim-saulnier-b6a6a333

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $105,709,449 | 6 | August 11, 2023 |
| October 2024 | $116,438,984 | 5 | March 7, 2024 |
| October 2025 | $180,005,463 | 7 | March 28, 2025 |
| October 2026 | $286,384,613 | 7 | July 14, 2026 |

Regulatory assets under management: $105,709,449 in the October 2023 data and $286,384,613 in the October 2026 data, up 171%.
Total employees: 6 in October 2023 and 7 in October 2026.

## Changes in the filing (last 12 months)

### August 2026
- Registered or notice-filed in IA.

### July 2026
- Registered or notice-filed in MN, NE.

### April 2026
- Regulatory assets under management went from $180,005,463 to $286,384,613 (+59%).
- Registered or notice-filed in MD.

### December 2025
- Registered or notice-filed in GA, OH.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. JIM Saulnier & Associates, LLC (CRD 169889): Form ADV filing data as of October 2026.