{ "crd_number": 323035, "slug": "jessup-wealth-management-dayton-oh-323035", "primary_business_name": "JESSUP WEALTH MANAGEMENT", "legal_name": "JESSUP WEALTH MANAGEMENT, INC.", "dbas": [], "city": "Dayton", "state": "OH", "country": "United States", "cbsa_code": "19430", "metro": { "cbsa_code": "19430", "common_name": "Dayton", "msa_name": "Dayton-Kettering-Beavercreek, OH", "path": "/advisors/oh/dayton" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2022-12-15", "years_registered": 3, "period": "2026-10-01", "filing_date": "2026-09-18", "carried_forward": false, "raum_total": 360187044.0, "raum_discretionary": 360187044.0, "raum_non_discretionary": 0.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 12, "advisory_employees": 7, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "charitable": { "raum": 2838074.0, "count": 3, "fewer_than_5": true }, "individuals": { "raum": 103470410.0, "count": 312 }, "high_net_worth_individuals": { "raum": 248440098.0, "count": 88 }, "corporations_other_businesses": { "raum": 5438462.0, "count": 8 } }, "compensation_types": [ "fixed", "hourly", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "pension_consulting", "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": true, "disclosure_yes_count": 0, "states_registered": [ "FL", "IL", "IN", "KY", "LA", "NC", "NY", "OH", "SC", "TX", "VA" ], "websites": [ "https://facebook.com/jessupwealthmanagement", "https://instagram.com/jessupwealth", "https://jessupwealthmanagement.com", "https://linkedin.com/company/jessup-wealth-management-inc", "https://twitter.com/JessupWealth", "https://youtube.com/@jessupwealthmanagementinc.7763" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/323035", "city_as_filed": "DAYTON", "url": "https://advisorcensus.com/firm/jessup-wealth-management-dayton-oh-323035", "display_name": "Jessup Wealth Management", "summary": "Jessup Wealth Management is an SEC-registered investment advisory firm in Dayton, OH, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 18, 2026.", "citation": "AdvisorCensus. Jessup Wealth Management (CRD 323035): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Pension consulting services", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is Jessup Wealth Management compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Jessup Wealth Management reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)." }, { "q": "Where is Jessup Wealth Management located?", "a": "Jessup Wealth Management's principal office is in Dayton, OH, according to its Form ADV; the October 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Jessup Wealth Management registered with the SEC or a state?", "a": "Jessup Wealth Management is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 323035." }, { "q": "How much does Jessup Wealth Management manage?", "a": "Jessup Wealth Management reports $360,187,044 in regulatory assets under management in its Form ADV filing dated September 18, 2026 (100% discretionary)." }, { "q": "How have Jessup Wealth Management's assets and staff changed since 2023?", "a": "In the Form ADV data for Jessup Wealth Management: Regulatory assets under management: $210,377,036 in the October 2023 data and $360,187,044 in the October 2026 data, up 71%. Total employees: 11 in October 2023 and 12 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Jessup Wealth Management serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (312); high net worth individuals (88); corporations or other businesses not listed above (8)." }, { "q": "Which custodians does Jessup Wealth Management use?", "a": "Jessup Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Jessup Wealth Management report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/323035" }, { "q": "What changed in Jessup Wealth Management's recent Form ADV filings?", "a": "In the October 2026 filing data: Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2023-10-01", "regulatory_assets_under_management": 210377036.0, "total_employees": 11, "filing_date": "2023-09-21" }, { "period": "2024-10-01", "regulatory_assets_under_management": 260617801.0, "total_employees": 10, "filing_date": "2024-04-30" }, { "period": "2025-10-01", "regulatory_assets_under_management": 298454853.0, "total_employees": 12, "filing_date": "2025-03-11" }, { "period": "2026-10-01", "regulatory_assets_under_management": 360187044.0, "total_employees": 12, "filing_date": "2026-09-18" } ], "recent_changes": [ { "period": "2026-10-01", "period_label": "October 2026", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 4 to 7.", "Regulatory assets under management went from $298,454,853 to $360,187,044 (+21%).", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "National Financial Services LLC", "name_as_filed": "NATIONAL FINANCIAL SERVICES LLC", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/jessup-wealth-management-dayton-oh-323035.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 312, "fewer_than_5": false, "raum": 103470410.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 88, "fewer_than_5": false, "raum": 248440098.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 3, "fewer_than_5": true, "raum": 2838074.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 8, "fewer_than_5": false, "raum": 5438462.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/323035", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }