# JD Haggar Financial

> JD Haggar Financial is a state-registered investment advisory firm, registered since 2024, reporting under $25 million in regulatory assets under management in its Form ADV filing dated June 5, 2026.

- CRD: 329083
- Filed as: JD HAGGAR FINANCIAL
- Legal name: JD Haggar Financial LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Colorado
- Filing period: October 2026
- Form ADV filing dated: June 5, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/329083
- AdvisorCensus page: https://advisorcensus.com/firm/jd-haggar-financial-329083

## Quick answers

**How is JD Haggar Financial compensated?**
On its Form ADV (Item 5.E, October 2026), JD Haggar Financial reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Is JD Haggar Financial registered with the SEC or a state?**
JD Haggar Financial is a state-registered investment advisory firm, registered since 2024. Status as filed: APPROVED. CRD 329083.

**How much does JD Haggar Financial manage?**
JD Haggar Financial reports $595,000 in regulatory assets under management in its Form ADV filing dated June 5, 2026 (0% discretionary).

**What types of clients does JD Haggar Financial serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (3).

**Does JD Haggar Financial report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/329083

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $595,000
- Discretionary: $0
- Non-discretionary: $595,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 3 | $595,000 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2024 (1 year)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/329083

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. JD Haggar Financial (CRD 329083): Form ADV filing data as of October 2026.