# James S. Marroquin, CFP

> James S. Marroquin, CFP is a state-registered investment advisory firm in Austin, TX, with no regulatory assets under management reported in its Form ADV filing dated January 10, 2025.

- CRD: 114477
- Filed as: JAMES S. MARROQUIN, CFP
- Legal name: James Stanford Marroquin
- Registration: State-registered investment adviser (status as filed: TERMREQUEST)
- Location: Austin, TX
- Filing period: October 2026
- Form ADV filing dated: January 10, 2025
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/114477
- AdvisorCensus page: https://advisorcensus.com/firm/james-s-marroquin-cfp-austin-tx-114477

## Quick answers

**How is James S. Marroquin, CFP compensated?**
On its Form ADV (Item 5.E, October 2026), James S. Marroquin, CFP reports these compensation arrangements: hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is James S. Marroquin, CFP located?**
James S. Marroquin, CFP's principal office is in Austin, TX, according to its Form ADV.

**Is James S. Marroquin, CFP registered with the SEC or a state?**
James S. Marroquin, CFP is a state-registered investment advisory firm. Status as filed: TERMREQUEST. CRD 114477.

**Does James S. Marroquin, CFP report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/114477

## From the Form ADV filing

### Compensation (Item 5.E)
- Hourly charges
- Fixed fees (other than subscription fees)

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | Not reported |
| High net worth individuals | 0 | Not reported |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services

### Firm details
- Registered since: Not reported
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. James S. Marroquin, CFP (CRD 114477): Form ADV filing data as of October 2026.