# James D. Vooys CPA/PFS

> James D. Vooys CPA/PFS is a state-registered investment advisory firm in Albany, NY, registered since 2012, reporting under $25 million in regulatory assets under management in its Form ADV filing dated November 12, 2025.

- CRD: 133332
- Filed as: JAMES D. VOOYS CPA/PFS
- Legal name: Vooys, James Donald
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Albany, NY
- Filing period: October 2026
- Form ADV filing dated: November 12, 2025
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/133332
- AdvisorCensus page: https://advisorcensus.com/firm/james-d-vooys-cpa-pfs-albany-ny-133332

## Quick answers

**How is James D. Vooys CPA/PFS compensated?**
On its Form ADV (Item 5.E, October 2026), James D. Vooys CPA/PFS reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is James D. Vooys CPA/PFS located?**
James D. Vooys CPA/PFS' principal office is in Albany, NY, according to its Form ADV.

**Is James D. Vooys CPA/PFS registered with the SEC or a state?**
James D. Vooys CPA/PFS is a state-registered investment advisory firm, registered since 2012. Status as filed: APPROVED. CRD 133332.

**How much does James D. Vooys CPA/PFS manage?**
James D. Vooys CPA/PFS reports $7,921,421 in regulatory assets under management in its Form ADV filing dated November 12, 2025 (100% discretionary).

**What types of clients does James D. Vooys CPA/PFS serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (5); charitable organizations (1).

**Does James D. Vooys CPA/PFS report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/133332

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $7,921,421
- Discretionary: $7,921,421
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 5 | $5,843,234 |
| Charitable organizations | 1 | $2,078,187 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2012 (14 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. James D. Vooys CPA/PFS (CRD 133332): Form ADV filing data as of October 2026.