# James Curtis Financial and Insurance Services

> James Curtis Financial and Insurance Services is a state-registered investment advisory firm in Costa Mesa, CA, registered since 2014, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 25, 2026.

- CRD: 169643
- Filed as: JAMES CURTIS FINANCIAL AND INSURANCE SERVICES
- Legal name: James Curtis Enterprises, Inc.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Costa Mesa, CA
- Filing period: October 2026
- Form ADV filing dated: March 25, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/169643
- AdvisorCensus page: https://advisorcensus.com/firm/james-curtis-financial-and-insurance-services-costa-mesa-ca-169643

## Quick answers

**How is James Curtis Financial and Insurance Services compensated?**
On its Form ADV (Item 5.E, October 2026), James Curtis Financial and Insurance Services reports these compensation arrangements: a percentage of assets under its management; hourly charges; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is James Curtis Financial and Insurance Services located?**
James Curtis Financial and Insurance Services' principal office is in Costa Mesa, CA, according to its Form ADV.

**Is James Curtis Financial and Insurance Services registered with the SEC or a state?**
James Curtis Financial and Insurance Services is a state-registered investment advisory firm, registered since 2014. Status as filed: APPROVED. CRD 169643.

**How much does James Curtis Financial and Insurance Services manage?**
James Curtis Financial and Insurance Services reports $99,490,938 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (0% discretionary).

**What types of clients does James Curtis Financial and Insurance Services serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (42); high net worth individuals (29).

**Does James Curtis Financial and Insurance Services report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/169643

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Other

### Regulatory assets under management (Item 5.F)
- Total: $99,490,938
- Discretionary: $0
- Non-discretionary: $99,490,938

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 42 | $18,407,267 |
| High net worth individuals | 29 | $81,083,671 |
| Other investment advisers | Not reported | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2014 (12 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- jamescurtisenterprises.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. James Curtis Financial and Insurance Services (CRD 169643): Form ADV filing data as of October 2026.