# James Capital Management LLC

> James Capital Management LLC is a state-registered investment advisory firm in Wenatchee, WA, registered since 2013, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 20, 2026.

- CRD: 159484
- Filed as: JAMES CAPITAL MANAGEMENT LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Wenatchee, WA
- Filing period: October 2026
- Form ADV filing dated: March 20, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/159484
- AdvisorCensus page: https://advisorcensus.com/firm/james-capital-management-llc-wenatchee-wa-159484

## Quick answers

**How is James Capital Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), James Capital Management LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is James Capital Management LLC located?**
James Capital Management LLC's principal office is in Wenatchee, WA, according to its Form ADV.

**Is James Capital Management LLC registered with the SEC or a state?**
James Capital Management LLC is a state-registered investment advisory firm, registered since 2013. Status as filed: APPROVED. CRD 159484.

**How much does James Capital Management LLC manage?**
James Capital Management LLC reports $4,200,000 in regulatory assets under management in its Form ADV filing dated March 20, 2026 (100% discretionary).

**What types of clients does James Capital Management LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (7); high net worth individuals (2).

**Does James Capital Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/159484

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $4,200,000
- Discretionary: $4,200,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 7 | $1,100,000 |
| High net worth individuals | 2 | $3,100,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Publication of periodicals or newsletters

### Firm details
- Registered since: 2013 (13 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. James Capital Management LLC (CRD 159484): Form ADV filing data as of October 2026.