# James C Wangerin, CPA/PFS

> James C Wangerin, CPA/PFS is a state-registered investment advisory firm in Deer Lodge, MT, registered since 2017, reporting under $25 million in regulatory assets under management in its Form ADV filing dated February 6, 2026.

- CRD: 284491
- Filed as: JAMES C WANGERIN, CPA/PFS
- Legal name: Wangerin, James C
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Deer Lodge, MT
- Filing period: October 2026
- Form ADV filing dated: February 6, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/284491
- AdvisorCensus page: https://advisorcensus.com/firm/james-c-wangerin-cpa-pfs-deer-lodge-mt-284491

## Quick answers

**How is James C Wangerin, CPA/PFS compensated?**
On its Form ADV (Item 5.E, October 2026), James C Wangerin, CPA/PFS reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is James C Wangerin, CPA/PFS located?**
James C Wangerin, CPA/PFS' principal office is in Deer Lodge, MT, according to its Form ADV.

**Is James C Wangerin, CPA/PFS registered with the SEC or a state?**
James C Wangerin, CPA/PFS is a state-registered investment advisory firm, registered since 2017. Status as filed: APPROVED. CRD 284491.

**How much does James C Wangerin, CPA/PFS manage?**
James C Wangerin, CPA/PFS reports $5,153,061 in regulatory assets under management in its Form ADV filing dated February 6, 2026 (33% discretionary).

**What types of clients does James C Wangerin, CPA/PFS serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (61).

**Does James C Wangerin, CPA/PFS report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/284491

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $5,153,061
- Discretionary: $1,696,017
- Non-discretionary: $3,457,044

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 61 | $5,153,061 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2017 (9 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. James C Wangerin, CPA/PFS (CRD 284491): Form ADV filing data as of October 2026.