# JAG Capital Management LLC

> JAG Capital Management LLC is an SEC-registered investment advisory firm in St. Louis, MO, registered since 2011, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated May 21, 2026.

- CRD: 159227
- Filed as: JAG CAPITAL MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: St. Louis, MO
- Filing period: October 2026
- Form ADV filing dated: May 21, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/159227
- AdvisorCensus page: https://advisorcensus.com/firm/jag-capital-management-llc-st-louis-mo-159227

## Quick answers

**How is JAG Capital Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), JAG Capital Management LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is JAG Capital Management LLC located?**
JAG Capital Management LLC's principal office is in St. Louis, MO, according to its Form ADV; the June 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is JAG Capital Management LLC registered with the SEC or a state?**
JAG Capital Management LLC is an SEC-registered investment advisory firm, registered since 2011. Status as filed: Approved. CRD 159227.

**How much does JAG Capital Management LLC manage?**
JAG Capital Management LLC reports $1,901,987,149 in regulatory assets under management in its Form ADV filing dated May 21, 2026 (96% discretionary).

**How have JAG Capital Management LLC's assets and staff changed since 2021?**
In the Form ADV data for JAG Capital Management LLC: Regulatory assets under management: $2,123,790,320 in the October 2021 data and $1,901,987,149 in the October 2026 data, down 10%. Total employees: 27 in October 2021 and 21 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does JAG Capital Management LLC serve?**
By number of clients on Form ADV Item 5.D: other (613); individuals (other than high net worth individuals) (284); high net worth individuals (101).

**Which custodians does JAG Capital Management LLC use?**
JAG Capital Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Pershing LLC and RBC Capital Markets, LLC as custodians holding 10% or more of its separately managed account assets.

**Does JAG Capital Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/159227

**What changed in JAG Capital Management LLC's recent Form ADV filings?**
In the June 2026 filing data: Added an office in Edina, MN.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 30, 2026)

- Minimum annual fee: $5,000

> Discretionary/Non -Discretionary Minimum Annual Fee $5,000 per relationship

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Pershing LLC
- RBC Capital Markets, LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,901,987,149
- Discretionary: $1,824,056,158
- Non-discretionary: $77,930,991

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 284 | $69,625,292 |
| High net worth individuals | 101 | $351,288,211 |
| Investment companies | 1 | $45,229,285 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 11 | $222,772,762 |
| Charitable organizations | 42 | $523,442,257 |
| Insurance companies | Fewer than 5 | $165,391,062 |
| Corporations or other businesses not listed above | 16 | $131,501,116 |
| Other | 613 | $392,737,164 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (and business development companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2011 (14 years)
- Employees: 21 total, 13 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AK, AZ, CA, CO, CT, DC, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, MI, MN, MO, MS, NC, ND, NH, NJ, NY, OH, OR, PA, SC, SD, TX, VA, VT, WA, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the June 2026 filing
- Edina, MN

### Websites listed on Form ADV (Item 1.I)
- [jagcap.com](https://jagcap.com)
- [jagcapitalfunds.com](https://jagcapitalfunds.com)
- [jagcapm.com](https://jagcapm.com)
- [open.spotify.com/show/4AOLkwy7N4MKa0nZr2K2JU](https://open.spotify.com/show/4AOLkwy7N4MKa0nZr2K2JU)
- LinkedIn @jagcapitalmanagement
- X @JAG_CAPM
- YouTube @jagcapitalmanagement4518

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $2,123,790,320 | 27 | July 27, 2021 |
| October 2022 | $1,752,538,133 | 26 | September 20, 2022 |
| October 2023 | $1,681,473,298 | 25 | July 28, 2023 |
| October 2024 | $1,551,826,359 | 21 | August 20, 2024 |
| October 2025 | $1,695,603,314 | 20 | July 1, 2025 |
| October 2026 | $1,901,987,149 | 21 | May 21, 2026 |

Regulatory assets under management: $2,123,790,320 in the October 2021 data and $1,901,987,149 in the October 2026 data, down 10%.
Total employees: 27 in October 2021 and 21 in October 2026.

## Changes in the filing (last 12 months)

### June 2026
- Added an office in Edina, MN.

### April 2026
- Employees performing advisory functions went from 14 to 13.
- Regulatory assets under management went from $1,695,603,314 to $1,901,987,149 (+12%).
- Updated its list of owners and control persons (Schedule A).

### February 2026
- Updated its list of owners and control persons (Schedule A).

### December 2025
- Registered or notice-filed in KY, MN, OR, VT.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. JAG Capital Management LLC (CRD 159227): Form ADV filing data as of October 2026.