# Jaffe Asset Management LLC

> Jaffe Asset Management LLC is an SEC-registered investment advisory firm in Beverly Hills, CA, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 2, 2026.

- CRD: 108082
- Filed as: JAFFE ASSET MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Beverly Hills, CA
- Filing period: October 2026
- Form ADV filing dated: June 2, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/108082
- AdvisorCensus page: https://advisorcensus.com/firm/jaffe-asset-management-llc-beverly-hills-ca-108082

## Quick answers

**How is Jaffe Asset Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Jaffe Asset Management LLC reports these compensation arrangements: a percentage of assets under its management.

**How much does Jaffe Asset Management LLC charge?**
Its Form ADV Part 2A brochure dated March 30, 2026 states: Asset-based fee: 1% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Jaffe Asset Management LLC located?**
Jaffe Asset Management LLC's principal office is in Beverly Hills, CA, according to its Form ADV.

**Is Jaffe Asset Management LLC registered with the SEC or a state?**
Jaffe Asset Management LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 108082.

**How much does Jaffe Asset Management LLC manage?**
Jaffe Asset Management LLC reports $116,219,162 in regulatory assets under management in its Form ADV filing dated June 2, 2026 (100% discretionary).

**What types of clients does Jaffe Asset Management LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (39); individuals (other than high net worth individuals) (19).

**Which custodians does Jaffe Asset Management LLC use?**
Jaffe Asset Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Jaffe Asset Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/108082

**What changed in Jaffe Asset Management LLC's recent Form ADV filings?**
In the May 2026 filing data: Newly registered with the SEC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 30, 2026)

- Asset-based fee: 1% of assets a year

> The Company charges fees for investment advisory and investment supervisory services at a rate of 1.00% per annum.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $116,219,162
- Discretionary: $116,219,162
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 19 | $5,873,170 |
| High net worth individuals | 39 | $93,842,289 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $8,359,345 |
| Charitable organizations | Fewer than 5 | $1,092,373 |
| Corporations or other businesses not listed above | Fewer than 5 | $7,051,985 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services

### Firm details
- Registered since: 2026 (0 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, NH
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Changes in the filing (last 12 months)

### May 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Jaffe Asset Management LLC (CRD 108082): Form ADV filing data as of October 2026.