{
  "crd_number": 325411,
  "slug": "jaffa-capital-management-llc-clifton-nj-325411",
  "primary_business_name": "JAFFA CAPITAL MANAGEMENT LLC",
  "legal_name": "JAFFA CAPITAL MANAGEMENT LLC",
  "dbas": [],
  "city": "Clifton",
  "state": "NJ",
  "country": "United States",
  "cbsa_code": "35620",
  "metro": {
    "cbsa_code": "35620",
    "common_name": "New York",
    "msa_name": "New York-Newark-Jersey City, NY-NJ",
    "path": "/advisors/ny/new-york"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2023-04-20",
  "years_registered": 3,
  "period": "2026-10-01",
  "filing_date": "2026-03-31",
  "carried_forward": false,
  "raum_total": 597220000.0,
  "raum_discretionary": 537620000.0,
  "raum_non_discretionary": 59600000.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 14,
  "advisory_employees": 4,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "insurance_companies": {
      "raum": 451600000.0,
      "count": 28
    },
    "pooled_investment_vehicles": {
      "raum": 138620000.0,
      "count": 1
    },
    "corporations_other_businesses": {
      "raum": 7000000.0,
      "count": 3,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional",
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [],
  "websites": [
    "https://jaffamanagement.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/325411",
  "city_as_filed": "CLIFTON",
  "url": "https://advisorcensus.com/firm/jaffa-capital-management-llc-clifton-nj-325411",
  "display_name": "Jaffa Capital Management LLC",
  "summary": "Jaffa Capital Management LLC is an SEC-registered investment advisory firm in Clifton, NJ, registered since 2023, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.",
  "citation": "AdvisorCensus. Jaffa Capital Management LLC (CRD 325411): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Jaffa Capital Management LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Jaffa Capital Management LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees."
    },
    {
      "q": "What does Jaffa Capital Management LLC's brochure say about its fees?",
      "a": "Its Form ADV Part 2A brochure dated March 31, 2026 states: Asset-based fee: 0.25% to 2% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Jaffa Capital Management LLC located?",
      "a": "Jaffa Capital Management LLC's principal office is in Clifton, NJ, according to its Form ADV."
    },
    {
      "q": "Is Jaffa Capital Management LLC registered with the SEC or a state?",
      "a": "Jaffa Capital Management LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 325411."
    },
    {
      "q": "How much does Jaffa Capital Management LLC manage?",
      "a": "Jaffa Capital Management LLC reports $597,220,000 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (90% discretionary)."
    },
    {
      "q": "How have Jaffa Capital Management LLC's assets and staff changed since 2023?",
      "a": "In the Form ADV data for Jaffa Capital Management LLC: Regulatory assets under management: $110,000,000 in the October 2023 data and $597,220,000 in the October 2026 data, up 443%. Total employees: 3 in October 2023 and 14 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Jaffa Capital Management LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: insurance companies (28); corporations or other businesses not listed above (3); pooled investment vehicles (other than investment companies and business development companies) (1)."
    },
    {
      "q": "Which custodians does Jaffa Capital Management LLC use?",
      "a": "Jaffa Capital Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists First Horizon Advisors, Inc. and Truist Bank as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Jaffa Capital Management LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/325411"
    },
    {
      "q": "What changed in Jaffa Capital Management LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 3 to 4. Regulatory assets under management went from $220,025,000 to $597,220,000 (+171%)."
    }
  ],
  "filing_history": [
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 110000000.0,
      "total_employees": 3,
      "filing_date": "2023-08-18"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 155226000.0,
      "total_employees": 3,
      "filing_date": "2024-08-19"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 220025000.0,
      "total_employees": 5,
      "filing_date": "2025-03-28"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 597220000.0,
      "total_employees": 14,
      "filing_date": "2026-03-31"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 3 to 4.",
        "Regulatory assets under management went from $220,025,000 to $597,220,000 (+171%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 31, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": "0.25% to 2% a year",
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 0.25% to 2% a year (a range, as the brochure states it)"
        ],
        "quotes": [
          "Management fees for SMA Clients typically range between .25%-2%."
        ]
      }
    ],
    "quotes": [
      "Management fees for SMA Clients typically range between .25%-2%."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "First Horizon Advisors, Inc.",
      "name_as_filed": "FIRST HORIZON ADVISORS, INC.",
      "affiliated": false
    },
    {
      "name": "Truist Bank",
      "name_as_filed": "TRUIST BANK",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/jaffa-capital-management-llc-clifton-nj-325411.md",
  "clients": [
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 1,
      "fewer_than_5": false,
      "raum": 138620000.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 28,
      "fewer_than_5": false,
      "raum": 451600000.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 3,
      "fewer_than_5": true,
      "raum": 7000000.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/325411",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}