# Jacob Asset Management of New York LLC

> Jacob Asset Management of New York LLC is an SEC-registered investment advisory firm in Hermosa Beach, CA, registered since 1999, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 23, 2026.

- CRD: 112006
- Filed as: JACOB ASSET MANAGEMENT OF NEW YORK LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Hermosa Beach, CA
- Filing period: October 2026
- Form ADV filing dated: March 23, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/112006
- AdvisorCensus page: https://advisorcensus.com/firm/jacob-asset-management-of-new-york-llc-hermosa-beach-ca-112006

## Quick answers

**How is Jacob Asset Management of New York LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Jacob Asset Management of New York LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Jacob Asset Management of New York LLC located?**
Jacob Asset Management of New York LLC's principal office is in Hermosa Beach, CA, according to its Form ADV.

**Is Jacob Asset Management of New York LLC registered with the SEC or a state?**
Jacob Asset Management of New York LLC is an SEC-registered investment advisory firm, registered since 1999. Status as filed: Approved. CRD 112006.

**How much does Jacob Asset Management of New York LLC manage?**
Jacob Asset Management of New York LLC reports $84,061,832 in regulatory assets under management in its Form ADV filing dated March 23, 2026 (100% discretionary).

**How have Jacob Asset Management of New York LLC's assets and staff changed since 2021?**
In the Form ADV data for Jacob Asset Management of New York LLC: Regulatory assets under management: $149,059,457 in the October 2021 data and $84,061,832 in the October 2026 data, down 44%. Total employees: 5 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Jacob Asset Management of New York LLC serve?**
By number of clients on Form ADV Item 5.D: investment companies (3).

**Does Jacob Asset Management of New York LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/112006

**What changed in Jacob Asset Management of New York LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 4 to 3. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $84,061,832
- Discretionary: $84,061,832
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Investment companies | 3 | $84,061,832 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)

### Firm details
- Registered since: 1999 (27 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [jacobam.com](https://jacobam.com)
- [jacobfunds.com](https://jacobfunds.com)
- [jacobinternet.com](https://jacobinternet.com)
- [jacobmutualfunds.com](https://jacobmutualfunds.com)
- LinkedIn @jacob-asset-management
- X @JACOBFUNDS

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $149,059,457 | 5 | March 31, 2021 |
| October 2022 | $223,988,700 | 5 | March 30, 2022 |
| October 2023 | $85,401,436 | 5 | March 31, 2023 |
| October 2024 | $87,779,764 | 5 | March 29, 2024 |
| October 2025 | $78,500,000 | 4 | March 28, 2025 |
| October 2026 | $84,061,832 | 3 | March 23, 2026 |

Regulatory assets under management: $149,059,457 in the October 2021 data and $84,061,832 in the October 2026 data, down 44%.
Total employees: 5 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 4 to 3.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Jacob Asset Management of New York LLC (CRD 112006): Form ADV filing data as of October 2026.