{
  "crd_number": 112006,
  "slug": "jacob-asset-management-of-new-york-llc-hermosa-beach-ca-112006",
  "primary_business_name": "JACOB ASSET MANAGEMENT OF NEW YORK LLC",
  "legal_name": "JACOB ASSET MANAGEMENT OF NEW YORK LLC",
  "dbas": [],
  "city": "Hermosa Beach",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "31080",
  "metro": {
    "cbsa_code": "31080",
    "common_name": "Los Angeles",
    "msa_name": "Los Angeles-Long Beach-Anaheim, CA",
    "path": "/advisors/ca/los-angeles"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "1999-08-06",
  "years_registered": 27,
  "period": "2026-10-01",
  "filing_date": "2026-03-23",
  "carried_forward": false,
  "raum_total": 84061832.0,
  "raum_discretionary": 84061832.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 3,
  "advisory_employees": 3,
  "client_count_bucket": null,
  "clients_by_type": {
    "investment_companies": {
      "raum": 84061832.0,
      "count": 3
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_investment_companies"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA"
  ],
  "websites": [
    "https://jacobam.com",
    "https://jacobfunds.com",
    "https://jacobinternet.com",
    "https://jacobmutualfunds.com",
    "https://linkedin.com/company/jacob-asset-management",
    "https://twitter.com/JACOBFUNDS/MEDIA"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/112006",
  "city_as_filed": "HERMOSA BEACH",
  "url": "https://advisorcensus.com/firm/jacob-asset-management-of-new-york-llc-hermosa-beach-ca-112006",
  "display_name": "Jacob Asset Management of New York LLC",
  "summary": "Jacob Asset Management of New York LLC is an SEC-registered investment advisory firm in Hermosa Beach, CA, registered since 1999, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 23, 2026.",
  "citation": "AdvisorCensus. Jacob Asset Management of New York LLC (CRD 112006): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for investment companies (and business development companies)"
  ],
  "quick_answers": [
    {
      "q": "How is Jacob Asset Management of New York LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Jacob Asset Management of New York LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Jacob Asset Management of New York LLC located?",
      "a": "Jacob Asset Management of New York LLC's principal office is in Hermosa Beach, CA, according to its Form ADV."
    },
    {
      "q": "Is Jacob Asset Management of New York LLC registered with the SEC or a state?",
      "a": "Jacob Asset Management of New York LLC is an SEC-registered investment advisory firm, registered since 1999. Status as filed: Approved. CRD 112006."
    },
    {
      "q": "How much does Jacob Asset Management of New York LLC manage?",
      "a": "Jacob Asset Management of New York LLC reports $84,061,832 in regulatory assets under management in its Form ADV filing dated March 23, 2026 (100% discretionary)."
    },
    {
      "q": "How have Jacob Asset Management of New York LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Jacob Asset Management of New York LLC: Regulatory assets under management: $149,059,457 in the October 2021 data and $84,061,832 in the October 2026 data, down 44%. Total employees: 5 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Jacob Asset Management of New York LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: investment companies (3)."
    },
    {
      "q": "Does Jacob Asset Management of New York LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/112006"
    },
    {
      "q": "What changed in Jacob Asset Management of New York LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 4 to 3. Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 149059457.0,
      "total_employees": 5,
      "filing_date": "2021-03-31"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 223988700.0,
      "total_employees": 5,
      "filing_date": "2022-03-30"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 85401436.0,
      "total_employees": 5,
      "filing_date": "2023-03-31"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 87779764.0,
      "total_employees": 5,
      "filing_date": "2024-03-29"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 78500000.0,
      "total_employees": 4,
      "filing_date": "2025-03-28"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 84061832.0,
      "total_employees": 3,
      "filing_date": "2026-03-23"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 4 to 3.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/jacob-asset-management-of-new-york-llc-hermosa-beach-ca-112006.md",
  "clients": [
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 3,
      "fewer_than_5": false,
      "raum": 84061832.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/112006",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}