{ "crd_number": 132053, "slug": "j-williams-wealth-management-llc-east-dennis-ma-132053", "primary_business_name": "J. WILLIAMS WEALTH MANAGEMENT, LLC", "legal_name": "J. WILLIAMS WEALTH MANAGEMENT, LLC", "dbas": [], "city": "East Dennis", "state": "MA", "country": "United States", "cbsa_code": "12700", "metro": { "cbsa_code": "12700", "common_name": "Barnstable Town", "msa_name": "Barnstable Town, MA", "path": "/advisors/ma/barnstable-town" }, "registration_type": "state", "registration_status": "APPROVED", "registration_date": "2004-08-03", "years_registered": 22, "period": "2026-10-01", "filing_date": "2026-03-06", "carried_forward": false, "raum_total": 31334312.0, "raum_discretionary": 9086626.0, "raum_non_discretionary": 22247686.0, "raum_band": "25m_100m", "raum_band_label": "$25 million to $100 million", "total_employees": 1, "advisory_employees": 1, "client_count_bucket": null, "clients_by_type": { "charitable": { "raum": 397334.0, "count": 1 }, "individuals": { "raum": 5845958.0, "count": 11 }, "banking_thrift": { "raum": 0.0, "count": null }, "investment_companies": { "raum": 0.0, "count": null }, "pension_profit_sharing": { "raum": 0.0, "count": null }, "high_net_worth_individuals": { "raum": 25091020.0, "count": 5 }, "pooled_investment_vehicles": { "raum": 0.0, "count": null }, "business_development_companies": { "raum": 0.0, "count": null } }, "compensation_types": [ "fixed", "hourly", "other", "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "MA" ], "websites": [], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/132053", "city_as_filed": "EAST DENNIS", "url": "https://advisorcensus.com/firm/j-williams-wealth-management-llc-east-dennis-ma-132053", "display_name": "J. Williams Wealth Management, LLC", "summary": "J. Williams Wealth Management, LLC is a state-registered investment advisory firm in East Dennis, MA, registered since 2004, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 6, 2026.", "citation": "AdvisorCensus. J. Williams Wealth Management, LLC (CRD 132053): Form ADV filing data as of October 2026.", "registration_type_label": "State-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)", "Performance-based fees", "Other" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses" ], "quick_answers": [ { "q": "How is J. Williams Wealth Management, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), J. Williams Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); performance-based fees; other." }, { "q": "Where is J. Williams Wealth Management, LLC located?", "a": "J. Williams Wealth Management, LLC's principal office is in East Dennis, MA, according to its Form ADV." }, { "q": "Is J. Williams Wealth Management, LLC registered with the SEC or a state?", "a": "J. Williams Wealth Management, LLC is a state-registered investment advisory firm, registered since 2004. Status as filed: APPROVED. CRD 132053." }, { "q": "How much does J. Williams Wealth Management, LLC manage?", "a": "J. Williams Wealth Management, LLC reports $31,334,312 in regulatory assets under management in its Form ADV filing dated March 6, 2026 (29% discretionary)." }, { "q": "What types of clients does J. Williams Wealth Management, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (11); high net worth individuals (5); charitable organizations (1)." }, { "q": "Does J. Williams Wealth Management, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/132053" } ], "filing_history": [], "recent_changes": [], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/j-williams-wealth-management-llc-east-dennis-ma-132053.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 11, "fewer_than_5": false, "raum": 5845958.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 5, "fewer_than_5": false, "raum": 25091020.0 }, { "type": "banking_thrift", "label": "Banking or thrift institutions", "count": null, "fewer_than_5": false, "raum": 0.0 }, { "type": "investment_companies", "label": "Investment companies", "count": null, "fewer_than_5": false, "raum": 0.0 }, { "type": "business_development_companies", "label": "Business development companies", "count": null, "fewer_than_5": false, "raum": 0.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": null, "fewer_than_5": false, "raum": 0.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": null, "fewer_than_5": false, "raum": 0.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 1, "fewer_than_5": false, "raum": 397334.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/132053", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }