# J Ward Financial

> J Ward Financial is a state-registered investment advisory firm in Morgan Hill, CA, registered since 2022, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 11, 2026.

- CRD: 317284
- Filed as: J WARD FINANCIAL
- Legal name: J. Ward Financial Services, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Morgan Hill, CA
- Filing period: October 2026
- Form ADV filing dated: March 11, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/317284
- AdvisorCensus page: https://advisorcensus.com/firm/j-ward-financial-morgan-hill-ca-317284

## Quick answers

**How is J Ward Financial compensated?**
On its Form ADV (Item 5.E, October 2026), J Ward Financial reports these compensation arrangements: a percentage of assets under its management.

**Where is J Ward Financial located?**
J Ward Financial's principal office is in Morgan Hill, CA, according to its Form ADV.

**Is J Ward Financial registered with the SEC or a state?**
J Ward Financial is a state-registered investment advisory firm, registered since 2022. Status as filed: APPROVED. CRD 317284.

**How much does J Ward Financial manage?**
J Ward Financial reports $15,819,578 in regulatory assets under management in its Form ADV filing dated March 11, 2026 (100% discretionary).

**What types of clients does J Ward Financial serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (21).

**Does J Ward Financial report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/317284

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $15,819,578
- Discretionary: $15,819,578
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $625,637 |
| High net worth individuals | 21 | $15,193,941 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2022 (4 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- jwardfinancial.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. J Ward Financial (CRD 317284): Form ADV filing data as of October 2026.