{
  "crd_number": 3998,
  "slug": "j-v-b-investment-company-jackson-mi-3998",
  "primary_business_name": "J.V.B. INVESTMENT COMPANY",
  "legal_name": "JACK V. BUTTERFIELD INVESTMENT COMPANY",
  "dbas": [
    "J.V.B. INVESTMENT CO.",
    "J.V.B. INVESTMENTS"
  ],
  "city": "Jackson",
  "state": "MI",
  "country": "United States",
  "cbsa_code": "27100",
  "metro": {
    "cbsa_code": "27100",
    "common_name": "Jackson",
    "msa_name": "Jackson, MI",
    "path": "/advisors/mi/jackson"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2025-03-19",
  "years_registered": 1,
  "period": "2026-10-01",
  "filing_date": "2026-02-12",
  "carried_forward": false,
  "raum_total": 157645609.0,
  "raum_discretionary": 0.0,
  "raum_non_discretionary": 157645609.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 9,
  "advisory_employees": 5,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 83431467.0,
      "count": 190
    },
    "high_net_worth_individuals": {
      "raum": 74214142.0,
      "count": 18
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 4,
  "states_registered": [
    "FL",
    "MI",
    "TX"
  ],
  "websites": [
    "https://jvbco.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/3998",
  "disclosure_items": [
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    },
    {
      "item": "11.D(4)",
      "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    },
    {
      "item": "11.E(2)",
      "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?"
    },
    {
      "item": "11.G",
      "question": "Is the firm or an advisory affiliate now the subject of a regulatory proceeding that could result in a yes answer to any part of 11.C, 11.D, or 11.E?"
    }
  ],
  "city_as_filed": "JACKSON",
  "url": "https://advisorcensus.com/firm/j-v-b-investment-company-jackson-mi-3998",
  "display_name": "J.V.B. Investment Company",
  "summary": "J.V.B. Investment Company is an SEC-registered investment advisory firm in Jackson, MI, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 12, 2026.",
  "citation": "AdvisorCensus. J.V.B. Investment Company (CRD 3998): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is J.V.B. Investment Company compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), J.V.B. Investment Company reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "Where is J.V.B. Investment Company located?",
      "a": "J.V.B. Investment Company's principal office is in Jackson, MI, according to its Form ADV."
    },
    {
      "q": "Is J.V.B. Investment Company registered with the SEC or a state?",
      "a": "J.V.B. Investment Company is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 3998."
    },
    {
      "q": "How much does J.V.B. Investment Company manage?",
      "a": "J.V.B. Investment Company reports $157,645,609 in regulatory assets under management in its Form ADV filing dated February 12, 2026 (0% discretionary)."
    },
    {
      "q": "How have J.V.B. Investment Company's assets and staff changed since 2025?",
      "a": "In the Form ADV data for J.V.B. Investment Company: Regulatory assets under management: $130,380,225 in the October 2025 data and $157,645,609 in the October 2026 data, up 21%. Total employees: 9 in October 2025 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does J.V.B. Investment Company serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (190); high net worth individuals (18)."
    },
    {
      "q": "Which custodians does J.V.B. Investment Company use?",
      "a": "J.V.B. Investment Company's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists RBC Capital Markets, LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does J.V.B. Investment Company report any disciplinary disclosures?",
      "a": "Reports 4 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation), 11.D(4) (another regulator's order in the past ten years), 11.E(2) (self-regulatory organization's finding of a rule violation), and 11.G (pending regulatory proceeding). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/3998"
    },
    {
      "q": "Does J.V.B. Investment Company state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated February 12, 2026 says: \"Our clients include individuals, trusts, and pension/401k plans. The minimum account value needed to open an advisory account is $25,000.\""
    },
    {
      "q": "What changed in J.V.B. Investment Company's recent Form ADV filings?",
      "a": "In the March 2026 filing data: Regulatory assets under management went from $130,380,225 to $157,645,609 (+21%). Registered or notice-filed in TX."
    }
  ],
  "filing_history": [
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 130380225.0,
      "total_employees": 9,
      "filing_date": "2025-07-29"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 157645609.0,
      "total_employees": 9,
      "filing_date": "2026-02-12"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Regulatory assets under management went from $130,380,225 to $157,645,609 (+21%).",
        "Registered or notice-filed in TX."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Registered or notice-filed in FL."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated February 12, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$25,000",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $25,000"
        ],
        "quotes": [
          "Our clients include individuals, trusts, and pension/401k plans. The minimum account value needed to open an advisory account is $25,000."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 25000.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "Our clients include individuals, trusts, and pension/401k plans. The minimum account value needed to open an advisory account is $25,000."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "RBC Capital Markets, LLC",
      "name_as_filed": "RBC CAPITAL MARKETS, LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/j-v-b-investment-company-jackson-mi-3998.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 190,
      "fewer_than_5": false,
      "raum": 83431467.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 18,
      "fewer_than_5": false,
      "raum": 74214142.0
    }
  ],
  "disclosure_line": "Reports 4 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/3998",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}