# J. Stern & Co., LLC

> J. Stern & Co., LLC is an SEC-registered investment advisory firm in New York City, NY, registered since 2023, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated July 16, 2026.

- CRD: 326509
- Filed as: J. STERN & CO., LLC
- Also doing business as: J. STERN & CO (US), LLC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York City, NY
- Filing period: October 2026
- Form ADV filing dated: July 16, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/326509
- AdvisorCensus page: https://advisorcensus.com/firm/j-stern-and-co-llc-new-york-city-ny-326509

## Quick answers

**How is J. Stern & Co., LLC compensated?**
On its Form ADV (Item 5.E, October 2026), J. Stern & Co., LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is J. Stern & Co., LLC located?**
J. Stern & Co., LLC's principal office is in New York City, NY, according to its Form ADV.

**Is J. Stern & Co., LLC registered with the SEC or a state?**
J. Stern & Co., LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 326509.

**How much does J. Stern & Co., LLC manage?**
J. Stern & Co., LLC reports $608,643,699 in regulatory assets under management in its Form ADV filing dated July 16, 2026 (100% discretionary).

**How have J. Stern & Co., LLC's assets and staff changed since 2024?**
In the Form ADV data for J. Stern & Co., LLC: Regulatory assets under management: $25,000,000 in the October 2024 data and $608,643,699 in the October 2026 data, up 2335%. Total employees: 3 in October 2024 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does J. Stern & Co., LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (1).

**Does J. Stern & Co., LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/326509

**What changed in J. Stern & Co., LLC's recent Form ADV filings?**
In the August 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $608,643,699
- Discretionary: $608,643,699
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $608,643,699 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2023 (2 years)
- Employees: 4 total, 0 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- jsternco.com
- Instagram @jsternco_investments
- LinkedIn @j-stern-&-co-
- X @jsternco

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $25,000,000 | 3 | September 5, 2024 |
| October 2025 | $376,257,538 | 4 | March 27, 2025 |
| October 2026 | $608,643,699 | 4 | July 16, 2026 |

Regulatory assets under management: $25,000,000 in the October 2024 data and $608,643,699 in the October 2026 data, up 2335%.
Total employees: 3 in October 2024 and 4 in October 2026.

## Changes in the filing (last 12 months)

### August 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Regulatory assets under management went from $376,257,538 to $608,643,699 (+62%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. J. Stern & Co., LLC (CRD 326509): Form ADV filing data as of October 2026.