{ "crd_number": 131243, "slug": "j-safra-asset-management-corporation-new-york-city-ny-131243", "primary_business_name": "J. SAFRA ASSET MANAGEMENT CORPORATION", "legal_name": "J. SAFRA ASSET MANAGEMENT CORPORATION", "dbas": [], "city": "New York City", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2004-04-15", "years_registered": 22, "period": "2026-10-01", "filing_date": "2026-08-26", "carried_forward": false, "raum_total": 6257449885.0, "raum_discretionary": 6161859675.0, "raum_non_discretionary": 95590210.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 22, "advisory_employees": 13, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "individuals": { "raum": 150890730.0, "count": 295 }, "insurance_companies": { "raum": 44745126.0, "count": 1, "fewer_than_5": true }, "investment_companies": { "raum": 0.0, "count": 0 }, "high_net_worth_individuals": { "raum": 5576266553.0, "count": 3079 }, "pooled_investment_vehicles": { "raum": 243634172.0, "count": 6 }, "corporations_other_businesses": { "raum": 241913304.0, "count": 62 }, "business_development_companies": { "raum": 0.0, "count": 0 } }, "compensation_types": [ "fixed", "other", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "other", "portfolio_management_businesses_institutional", "portfolio_management_individuals", "portfolio_management_pooled_vehicles", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CA", "CO", "DE", "FL", "MA", "NJ", "NY", "TX" ], "websites": [ "https://jsinvestments.com", "https://linkedin.com/company/j-safra-asset-management-corporation/mycompany" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/131243", "city_as_filed": "NEW YORK CITY", "url": "https://advisorcensus.com/firm/j-safra-asset-management-corporation-new-york-city-ny-131243", "display_name": "J. Safra Asset Management Corporation", "summary": "J. Safra Asset Management Corporation is an SEC-registered investment advisory firm in New York City, NY, registered since 2004, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated August 26, 2026.", "citation": "AdvisorCensus. J. Safra Asset Management Corporation (CRD 131243): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Fixed fees (other than subscription fees)", "Other" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients", "Selection of other advisers (including private fund managers)", "Other" ], "quick_answers": [ { "q": "How is J. Safra Asset Management Corporation compensated?", "a": "On its Form ADV (Item 5.E, October 2026), J. Safra Asset Management Corporation reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); other. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is J. Safra Asset Management Corporation located?", "a": "J. Safra Asset Management Corporation's principal office is in New York City, NY, according to its Form ADV; the September 2026 filing also lists 2 other offices (Schedule D, Section 1.F)." }, { "q": "Is J. Safra Asset Management Corporation registered with the SEC or a state?", "a": "J. Safra Asset Management Corporation is an SEC-registered investment advisory firm, registered since 2004. Status as filed: Approved. CRD 131243." }, { "q": "How much does J. Safra Asset Management Corporation manage?", "a": "J. Safra Asset Management Corporation reports $6,257,449,885 in regulatory assets under management in its Form ADV filing dated August 26, 2026 (98% discretionary)." }, { "q": "How have J. Safra Asset Management Corporation's assets and staff changed since 2021?", "a": "In the Form ADV data for J. Safra Asset Management Corporation: Regulatory assets under management: $3,464,744,986 in the October 2021 data and $6,257,449,885 in the October 2026 data, up 81%. Total employees: 13 in October 2021 and 22 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does J. Safra Asset Management Corporation serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (3,079); individuals (other than high net worth individuals) (295); corporations or other businesses not listed above (62)." }, { "q": "Which custodians does J. Safra Asset Management Corporation use?", "a": "J. Safra Asset Management Corporation's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC, Safra National Bank of New York (affiliated with the firm), Safra Securities LLC (affiliated with the firm) and The Northern Trust Company as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does J. Safra Asset Management Corporation report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/131243" }, { "q": "What changed in J. Safra Asset Management Corporation's recent Form ADV filings?", "a": "In the September 2026 filing data: Changed its office addresses in Miami, FL." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 3464744986.0, "total_employees": 13, "filing_date": "2021-09-10" }, { "period": "2022-10-01", "regulatory_assets_under_management": 3931842285.0, "total_employees": 14, "filing_date": "2022-03-31" }, { "period": "2023-10-01", "regulatory_assets_under_management": 3562361416.0, "total_employees": 14, "filing_date": "2023-03-31" }, { "period": "2024-10-01", "regulatory_assets_under_management": 3678266561.0, "total_employees": 19, "filing_date": "2024-08-22" }, { "period": "2025-10-01", "regulatory_assets_under_management": 4602669883.0, "total_employees": 19, "filing_date": "2025-06-05" }, { "period": "2026-10-01", "regulatory_assets_under_management": 6257449885.0, "total_employees": 22, "filing_date": "2026-08-26" } ], "recent_changes": [ { "period": "2026-09-01", "period_label": "September 2026", "notes": [ "Changed its office addresses in Miami, FL." ] }, { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 6 to 13.", "Regulatory assets under management went from $4,602,669,883 to $6,257,449,885 (+36%).", "Registered or notice-filed in CO.", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Fidelity Brokerage Services LLC", "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC", "affiliated": false }, { "name": "Safra National Bank of New York", "name_as_filed": "SAFRA NATIONAL BANK OF NEW YORK", "affiliated": true }, { "name": "Safra Securities LLC", "name_as_filed": "SAFRA SECURITIES LLC", "affiliated": true }, { "name": "The Northern Trust Company", "name_as_filed": "THE NORTHERN TRUST COMPANY", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/j-safra-asset-management-corporation-new-york-city-ny-131243.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 295, "fewer_than_5": false, "raum": 150890730.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 3079, "fewer_than_5": false, "raum": 5576266553.0 }, { "type": "investment_companies", "label": "Investment companies", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "business_development_companies", "label": "Business development companies", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 6, "fewer_than_5": false, "raum": 243634172.0 }, { "type": "insurance_companies", "label": "Insurance companies", "count": 1, "fewer_than_5": true, "raum": 44745126.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 62, "fewer_than_5": false, "raum": 241913304.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/131243", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }