{
  "crd_number": 107038,
  "slug": "j-p-morgan-investment-management-inc-new-york-ny-107038",
  "primary_business_name": "J.P. MORGAN INVESTMENT MANAGEMENT INC.",
  "legal_name": "J.P. MORGAN INVESTMENT MANAGEMENT INC.",
  "dbas": [],
  "city": "New York",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "35620",
  "metro": {
    "cbsa_code": "35620",
    "common_name": "New York",
    "msa_name": "New York-Newark-Jersey City, NY-NJ",
    "path": "/advisors/ny/new-york"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "1984-04-04",
  "years_registered": 42,
  "period": "2026-10-01",
  "filing_date": "2026-08-26",
  "carried_forward": false,
  "raum_total": 3519414511755.0,
  "raum_discretionary": 3494370004659.0,
  "raum_non_discretionary": 25044507096.0,
  "raum_band": "over_5b",
  "raum_band_label": "Over $5 billion",
  "total_employees": 3194,
  "advisory_employees": 2260,
  "client_count_bucket": null,
  "clients_by_type": {
    "other": {
      "raum": 79056769242.0,
      "count": 126256,
      "description": "RETAIL WRAP CLIENTS"
    },
    "charitable": {
      "raum": 24337048457.0,
      "count": 200
    },
    "individuals": {
      "raum": 0.0,
      "count": 0
    },
    "banking_thrift": {
      "raum": 1346577563.0,
      "count": 16
    },
    "state_municipal": {
      "raum": 63674904194.0,
      "count": 155
    },
    "insurance_companies": {
      "raum": 131286945599.0,
      "count": 154
    },
    "investment_companies": {
      "raum": 1823242000945.0,
      "count": 373
    },
    "pension_profit_sharing": {
      "raum": 198037983619.0,
      "count": 892
    },
    "other_investment_advisers": {
      "raum": 6542885190.0,
      "count": 97
    },
    "high_net_worth_individuals": {
      "raum": 12817085329.0,
      "count": 15
    },
    "pooled_investment_vehicles": {
      "raum": 882981602508.0,
      "count": 305
    },
    "corporations_other_businesses": {
      "raum": 226815123900.0,
      "count": 461
    },
    "business_development_companies": {
      "raum": 0.0,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": 69275585209.0,
      "count": 41
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "educational_seminars",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "portfolio_management_investment_companies",
    "portfolio_management_pooled_vehicles",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 8,
  "states_registered": [
    "AK",
    "AL",
    "AR",
    "AZ",
    "CA",
    "CO",
    "CT",
    "DC",
    "DE",
    "FL",
    "GA",
    "HI",
    "IA",
    "ID",
    "IL",
    "IN",
    "KS",
    "KY",
    "LA",
    "MA",
    "MD",
    "ME",
    "MI",
    "MN",
    "MO",
    "MS",
    "MT",
    "NC",
    "ND",
    "NE",
    "NH",
    "NJ",
    "NM",
    "NV",
    "NY",
    "OH",
    "OK",
    "OR",
    "PA",
    "PR",
    "RI",
    "SC",
    "SD",
    "TN",
    "TX",
    "UT",
    "VA",
    "VI",
    "VT",
    "WA",
    "WI",
    "WV",
    "WY"
  ],
  "websites": [
    "https://am.jpmorgan.com/us/en/asset-management",
    "https://instagram.com/jpmorganassetmanagement",
    "https://linkedin.com/company/jpmorganassetmanagement",
    "https://twitter.com/JPMorganAM",
    "https://youtube.com/@jpmorganassetmanagement"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/107038",
  "disclosure_items": [
    {
      "item": "11.A(1)",
      "question": "In the past ten years, has the firm or an advisory affiliate been convicted of, or pleaded guilty or no contest to, a felony?"
    },
    {
      "item": "11.A(2)",
      "question": "In the past ten years, has the firm or an advisory affiliate been charged with a felony?"
    },
    {
      "item": "11.C(1)",
      "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate made a false statement or omission?"
    },
    {
      "item": "11.C(2)",
      "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?"
    },
    {
      "item": "11.C(4)",
      "question": "Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    },
    {
      "item": "11.C(5)",
      "question": "Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?"
    },
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    },
    {
      "item": "11.D(4)",
      "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    }
  ],
  "city_as_filed": "NEW YORK",
  "url": "https://advisorcensus.com/firm/j-p-morgan-investment-management-inc-new-york-ny-107038",
  "display_name": "J.P. Morgan Investment Management Inc.",
  "summary": "J.P. Morgan Investment Management Inc. is an SEC-registered investment advisory firm in New York, NY, registered since 1984, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated August 26, 2026.",
  "citation": "AdvisorCensus. J.P. Morgan Investment Management Inc. (CRD 107038): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for investment companies (and business development companies)",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)",
    "Educational seminars/workshops"
  ],
  "quick_answers": [
    {
      "q": "How is J.P. Morgan Investment Management Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), J.P. Morgan Investment Management Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is J.P. Morgan Investment Management Inc. located?",
      "a": "J.P. Morgan Investment Management Inc.'s principal office is in New York, NY, according to its Form ADV; the September 2026 filing also lists 20 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is J.P. Morgan Investment Management Inc. registered with the SEC or a state?",
      "a": "J.P. Morgan Investment Management Inc. is an SEC-registered investment advisory firm, registered since 1984. Status as filed: Approved. CRD 107038."
    },
    {
      "q": "How much does J.P. Morgan Investment Management Inc. manage?",
      "a": "J.P. Morgan Investment Management Inc. reports $3,519,414,511,755 in regulatory assets under management in its Form ADV filing dated August 26, 2026 (99% discretionary)."
    },
    {
      "q": "How have J.P. Morgan Investment Management Inc.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for J.P. Morgan Investment Management Inc.: Regulatory assets under management: $2,012,127,427,844 in the October 2021 data and $3,519,414,511,755 in the October 2026 data, up 75%. Total employees: 2,965 in October 2021 and 3,194 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does J.P. Morgan Investment Management Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: other (126,256); pension and profit sharing plans (but not the plan participants or government pension plans) (892); corporations or other businesses not listed above (461)."
    },
    {
      "q": "Which custodians does J.P. Morgan Investment Management Inc. use?",
      "a": "J.P. Morgan Investment Management Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists JPMorgan Chase Bank, National Association (affiliated with the firm), State Street Corporation, The Bank of New York Mellon Corporation and The Northern Trust Company as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does J.P. Morgan Investment Management Inc. report any disciplinary disclosures?",
      "a": "Reports 8 disclosure items on Form ADV Item 11: yes answers to 2 questions about criminal matters and 6 questions about regulatory matters (11.A(1), 11.A(2), 11.C(1), 11.C(2), 11.C(4), 11.C(5), 11.D(2), 11.D(4)). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/107038"
    },
    {
      "q": "What changed in J.P. Morgan Investment Management Inc.'s recent Form ADV filings?",
      "a": "In the April 2026 filing data: Item 11 disclosure answers changed: 8 yes answers, previously 10 (now no: 11.E(1), 11.G). Employees performing advisory functions went from 2143 to 2260. Regulatory assets under management went from $2,985,273,722,862 to $3,519,414,511,755 (+18%). Added an office in Boston, MA. Added an office in Denver, CO. No longer lists an office in Plano, TX. No longer lists an office in West Palm Beach, FL. Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 2012127427844.0,
      "total_employees": 2965,
      "filing_date": "2021-07-09"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 2278203833724.0,
      "total_employees": 3036,
      "filing_date": "2022-09-12"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 2011986210191.0,
      "total_employees": 3116,
      "filing_date": "2023-06-28"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 2549092782514.0,
      "total_employees": 3167,
      "filing_date": "2024-08-30"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 2985273722862.0,
      "total_employees": 3186,
      "filing_date": "2025-07-30"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 3519414511755.0,
      "total_employees": 3194,
      "filing_date": "2026-08-26"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Item 11 disclosure answers changed: 8 yes answers, previously 10 (now no: 11.E(1), 11.G).",
        "Employees performing advisory functions went from 2143 to 2260.",
        "Regulatory assets under management went from $2,985,273,722,862 to $3,519,414,511,755 (+18%).",
        "Added an office in Boston, MA.",
        "Added an office in Denver, CO.",
        "No longer lists an office in Plano, TX.",
        "No longer lists an office in West Palm Beach, FL.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "JPMorgan Chase Bank, National Association",
      "name_as_filed": "JPMORGAN CHASE BANK, NATIONAL ASSOCIATION",
      "affiliated": true
    },
    {
      "name": "State Street Corporation",
      "name_as_filed": "STATE STREET CORPORATION",
      "affiliated": false
    },
    {
      "name": "The Bank of New York Mellon Corporation",
      "name_as_filed": "THE BANK OF NEW YORK MELLON CORPORATION",
      "affiliated": false
    },
    {
      "name": "The Northern Trust Company",
      "name_as_filed": "THE NORTHERN TRUST COMPANY",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/j-p-morgan-investment-management-inc-new-york-ny-107038.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 15,
      "fewer_than_5": false,
      "raum": 12817085329.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 16,
      "fewer_than_5": false,
      "raum": 1346577563.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 373,
      "fewer_than_5": false,
      "raum": 1823242000945.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 305,
      "fewer_than_5": false,
      "raum": 882981602508.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 892,
      "fewer_than_5": false,
      "raum": 198037983619.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 200,
      "fewer_than_5": false,
      "raum": 24337048457.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 155,
      "fewer_than_5": false,
      "raum": 63674904194.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 97,
      "fewer_than_5": false,
      "raum": 6542885190.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 154,
      "fewer_than_5": false,
      "raum": 131286945599.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 41,
      "fewer_than_5": false,
      "raum": 69275585209.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 461,
      "fewer_than_5": false,
      "raum": 226815123900.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 126256,
      "fewer_than_5": false,
      "raum": 79056769242.0
    }
  ],
  "disclosure_line": "Reports 8 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/107038",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}