# J. Mandwelle Capital Management

> J. Mandwelle Capital Management is an SEC-registered investment advisory firm, registered since 2018, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 9, 2026.

- CRD: 166330
- Filed as: J. MANDWELLE CAPITAL MANAGEMENT
- Legal name: J. Mandwelle Capital Strategies, LLC
- Also doing business as: J MANDWELLE CAPITAL MANAGEMENT
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: February 9, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/166330
- AdvisorCensus page: https://advisorcensus.com/firm/j-mandwelle-capital-management-166330

## Quick answers

**How is J. Mandwelle Capital Management compensated?**
On its Form ADV (Item 5.E, October 2026), J. Mandwelle Capital Management reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**Is J. Mandwelle Capital Management registered with the SEC or a state?**
J. Mandwelle Capital Management is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 166330.

**How much does J. Mandwelle Capital Management manage?**
J. Mandwelle Capital Management reports $60,867,197 in regulatory assets under management in its Form ADV filing dated February 9, 2026 (100% discretionary).

**How have J. Mandwelle Capital Management's assets and staff changed since 2021?**
In the Form ADV data for J. Mandwelle Capital Management: Regulatory assets under management: $37,884,574 in the October 2021 data and $60,867,197 in the October 2026 data, up 61%. Total employees: 2 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does J. Mandwelle Capital Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (111); high net worth individuals (32).

**Which custodians does J. Mandwelle Capital Management use?**
J. Mandwelle Capital Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does J. Mandwelle Capital Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/166330

**Does J. Mandwelle Capital Management state an account minimum?**
Its Form ADV Part 2A brochure dated February 9, 2026 says: "There is no account minimum."

**What changed in J. Mandwelle Capital Management's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $54,609,852 to $60,867,197 (+11%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Fees and minimums (Form ADV Part 2A brochure dated February 9, 2026)

- Account minimum: None

> There is no account minimum.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $60,867,197
- Discretionary: $60,867,197
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 111 | $29,248,526 |
| High net worth individuals | 32 | $31,304,171 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $314,500 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2018 (8 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $37,884,574 | 2 | March 22, 2021 |
| October 2022 | $42,715,822 | 1 | March 8, 2022 |
| October 2023 | $37,480,241 | 1 | February 23, 2023 |
| October 2024 | $44,506,330 | 1 | February 22, 2024 |
| October 2025 | $54,609,852 | 1 | January 29, 2025 |
| October 2026 | $60,867,197 | 1 | February 9, 2026 |

Regulatory assets under management: $37,884,574 in the October 2021 data and $60,867,197 in the October 2026 data, up 61%.
Total employees: 2 in October 2021 and 1 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $54,609,852 to $60,867,197 (+11%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. J. Mandwelle Capital Management (CRD 166330): Form ADV filing data as of October 2026.