# J.M. Goldberg Wealth Management LLC

> J.M. Goldberg Wealth Management LLC is a state-registered investment advisory firm, registered since 2020, reporting under $25 million in regulatory assets under management in its Form ADV filing dated May 12, 2020.

- CRD: 307782
- Filed as: J.M. GOLDBERG WEALTH MANAGEMENT LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in New York
- Filing period: October 2026
- Form ADV filing dated: May 12, 2020
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/307782
- AdvisorCensus page: https://advisorcensus.com/firm/j-m-goldberg-wealth-management-llc-307782

## Quick answers

**How is J.M. Goldberg Wealth Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), J.M. Goldberg Wealth Management LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is J.M. Goldberg Wealth Management LLC registered with the SEC or a state?**
J.M. Goldberg Wealth Management LLC is a state-registered investment advisory firm, registered since 2020. Status as filed: APPROVED. CRD 307782.

**How much does J.M. Goldberg Wealth Management LLC manage?**
J.M. Goldberg Wealth Management LLC reports $4,477,782 in regulatory assets under management in its Form ADV filing dated May 12, 2020 (100% discretionary).

**Does J.M. Goldberg Wealth Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/307782

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $4,477,782
- Discretionary: $4,477,782
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $4,477,782 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2020 (6 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. J.M. Goldberg Wealth Management LLC (CRD 307782): Form ADV filing data as of October 2026.