# J M Brown Financial Partners

> J M Brown Financial Partners is an SEC-registered investment advisory firm in Tulsa, OK, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 21, 2026.

- CRD: 118427
- Filed as: J M BROWN FINANCIAL PARTNERS
- Legal name: J M Brown & Associates, Inc.
- Also doing business as: ROSEROCK INVESTMENT SOLUTIONS
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Tulsa, OK
- Filing period: October 2026
- Form ADV filing dated: May 21, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/118427
- AdvisorCensus page: https://advisorcensus.com/firm/j-m-brown-financial-partners-tulsa-ok-118427

## Quick answers

**How is J M Brown Financial Partners compensated?**
On its Form ADV (Item 5.E, October 2026), J M Brown Financial Partners reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is J M Brown Financial Partners located?**
J M Brown Financial Partners' principal office is in Tulsa, OK, according to its Form ADV.

**Is J M Brown Financial Partners registered with the SEC or a state?**
J M Brown Financial Partners is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 118427.

**How much does J M Brown Financial Partners manage?**
J M Brown Financial Partners reports $202,091,848 in regulatory assets under management in its Form ADV filing dated May 21, 2026 (100% discretionary).

**How have J M Brown Financial Partners' assets and staff changed since 2024?**
In the Form ADV data for J M Brown Financial Partners: Regulatory assets under management: $120,000,000 in the October 2024 data and $202,091,848 in the October 2026 data, up 68%. Total employees: 7 in October 2024 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does J M Brown Financial Partners serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (372); individuals (other than high net worth individuals) (129).

**Which custodians does J M Brown Financial Partners use?**
J M Brown Financial Partners' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists American Funds and Schwab as custodians holding 10% or more of its separately managed account assets.

**Does J M Brown Financial Partners report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/118427

**What changed in J M Brown Financial Partners' recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $158,000,000 to $202,091,848 (+28%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- American Funds
- Schwab

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $202,091,848
- Discretionary: $201,669,045
- Non-discretionary: $422,803

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 129 | $147,466,612 |
| High net worth individuals | 372 | $54,625,236 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | Not reported |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2024 (2 years)
- Employees: 7 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: OK
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- goroserock.com
- perfectcalendar.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $120,000,000 | 7 | August 9, 2024 |
| October 2025 | $158,000,000 | 8 | June 5, 2025 |
| October 2026 | $202,091,848 | 7 | May 21, 2026 |

Regulatory assets under management: $120,000,000 in the October 2024 data and $202,091,848 in the October 2026 data, up 68%.
Total employees: 7 in October 2024 and 7 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $158,000,000 to $202,091,848 (+28%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. J M Brown Financial Partners (CRD 118427): Form ADV filing data as of October 2026.