# J K R & Company, Inc.

> J K R & Company, Inc. is an SEC-registered investment advisory firm in Van Nuys, CA, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 28, 2026.

- CRD: 8040
- Filed as: J K R & COMPANY, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Van Nuys, CA
- Filing period: October 2026
- Form ADV filing dated: September 28, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/8040
- AdvisorCensus page: https://advisorcensus.com/firm/j-k-r-and-company-inc-van-nuys-ca-8040

## Quick answers

**How is J K R & Company, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), J K R & Company, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does J K R & Company, Inc. charge?**
Its Form ADV Part 2A brochure dated April 13, 2026 states: Flat fee: $2,500 to $10,000 (written financial plans); Hourly rate: $250 an hour (consultations). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is J K R & Company, Inc. located?**
J K R & Company, Inc.'s principal office is in Van Nuys, CA, according to its Form ADV; the October 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is J K R & Company, Inc. registered with the SEC or a state?**
J K R & Company, Inc. is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 8040.

**How much does J K R & Company, Inc. manage?**
J K R & Company, Inc. reports $152,415,717 in regulatory assets under management in its Form ADV filing dated September 28, 2026 (100% discretionary).

**What types of clients does J K R & Company, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (134); high net worth individuals (35).

**Which custodians does J K R & Company, Inc. use?**
J K R & Company, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Pershing LLC as custodians holding 10% or more of its separately managed account assets.

**Does J K R & Company, Inc. report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/8040

**Does J K R & Company, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated April 13, 2026 says: "JKR generally has a $50,000 minimum account requirement, but JKR reserves the right to waive requirements or not accept certain accounts based on the size of the account and the nature of the services being provided."

**What changed in J K R & Company, Inc.'s recent Form ADV filings?**
In the October 2026 filing data: Regulatory assets under management went from $136,316,266 to $152,415,717 (+12%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated April 13, 2026)

- Account minimum: $50,000 (the brochure says it may be waived or negotiated)

> JKR generally has a $50,000 minimum account requirement, but JKR reserves the right to waive requirements or not accept certain accounts based on the size of the account and the nature of the services being provided.

- Flat fee: $2,500 to $10,000 (written financial plans)

> We charge a fixed fee for written financial plans, which range from $2500 to $10,000 depending on the nature and complexity of a client’s financial situation.

- Hourly rate: $250 an hour (consultations)

> The hourly fee is up to $250 and is generally paid after the consultations.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Pershing LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $152,415,717
- Discretionary: $152,415,717
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 134 | $48,552,499 |
| High net worth individuals | 35 | $103,863,218 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2026 (0 years)
- Employees: 7 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/8040

### Other offices (Schedule D, Section 1.F), as of the October 2026 filing
- Laguna Beach, CA

### Websites listed on Form ADV (Item 1.I)
- jkrco.com

## Changes in the filing (last 12 months)

### October 2026
- Regulatory assets under management went from $136,316,266 to $152,415,717 (+12%).

### June 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. J K R & Company, Inc. (CRD 8040): Form ADV filing data as of October 2026.