{
  "crd_number": 140452,
  "slug": "j-j-burns-and-company-melville-ny-140452",
  "primary_business_name": "J.J. BURNS & COMPANY",
  "legal_name": "JAMES J. BURNS & COMPANY, LLC",
  "dbas": [],
  "city": "Melville",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "35620",
  "metro": {
    "cbsa_code": "35620",
    "common_name": "New York",
    "msa_name": "New York-Newark-Jersey City, NY-NJ",
    "path": "/advisors/ny/new-york"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2006-05-15",
  "years_registered": 20,
  "period": "2026-10-01",
  "filing_date": "2026-09-22",
  "carried_forward": false,
  "raum_total": 1253310566.0,
  "raum_discretionary": 1253310566.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 16,
  "advisory_employees": 8,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 1099889062.0,
      "count": 337
    },
    "pension_profit_sharing": {
      "raum": 42592559.0,
      "count": 10
    },
    "high_net_worth_individuals": {
      "raum": 110828945.0,
      "count": 280
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ",
    "CA",
    "CT",
    "FL",
    "GA",
    "LA",
    "MA",
    "MD",
    "NC",
    "NH",
    "NJ",
    "NV",
    "NY",
    "PA",
    "SC",
    "TN",
    "TX",
    "VA"
  ],
  "websites": [
    "https://facebook.com/JJBURNSCOMPANY",
    "https://instagram.com/jjburnscompany",
    "https://jjburns.com",
    "https://linkedin.com/company/jj-burns-&-company",
    "https://x.com/JJBURNSCOMPANY"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/140452",
  "city_as_filed": "MELVILLE",
  "url": "https://advisorcensus.com/firm/j-j-burns-and-company-melville-ny-140452",
  "display_name": "J.J. Burns & Company",
  "summary": "J.J. Burns & Company is an SEC-registered investment advisory firm in Melville, NY, registered since 2006, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated September 22, 2026.",
  "citation": "AdvisorCensus. J.J. Burns & Company (CRD 140452): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is J.J. Burns & Company compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), J.J. Burns & Company reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is J.J. Burns & Company located?",
      "a": "J.J. Burns & Company's principal office is in Melville, NY, according to its Form ADV."
    },
    {
      "q": "Is J.J. Burns & Company registered with the SEC or a state?",
      "a": "J.J. Burns & Company is an SEC-registered investment advisory firm, registered since 2006. Status as filed: Approved. CRD 140452."
    },
    {
      "q": "How much does J.J. Burns & Company manage?",
      "a": "J.J. Burns & Company reports $1,253,310,566 in regulatory assets under management in its Form ADV filing dated September 22, 2026 (100% discretionary)."
    },
    {
      "q": "How have J.J. Burns & Company's assets and staff changed since 2021?",
      "a": "In the Form ADV data for J.J. Burns & Company: Regulatory assets under management: $574,608,136 in the October 2021 data and $1,253,310,566 in the October 2026 data, up 118%. Total employees: 10 in October 2021 and 16 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does J.J. Burns & Company serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (337); high net worth individuals (280); pension and profit sharing plans (but not the plan participants or government pension plans) (10)."
    },
    {
      "q": "Which custodians does J.J. Burns & Company use?",
      "a": "J.J. Burns & Company's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does J.J. Burns & Company report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/140452"
    },
    {
      "q": "Does J.J. Burns & Company state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 24, 2026 says: \"Our minimum account size requirement is $ 1,000,000 but this may be waived at the discretion of JJBCO.\""
    },
    {
      "q": "What changed in J.J. Burns & Company's recent Form ADV filings?",
      "a": "In the October 2026 filing data: Registered or notice-filed in AZ, LA, MD, TN, VA. Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 574608136.0,
      "total_employees": 10,
      "filing_date": "2021-03-19"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 724964726.0,
      "total_employees": 10,
      "filing_date": "2022-03-08"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 700297449.0,
      "total_employees": 11,
      "filing_date": "2023-08-17"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 885348824.0,
      "total_employees": 15,
      "filing_date": "2024-08-15"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 1069875158.0,
      "total_employees": 15,
      "filing_date": "2025-02-28"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 1253310566.0,
      "total_employees": 16,
      "filing_date": "2026-09-22"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-10-01",
      "period_label": "October 2026",
      "notes": [
        "Registered or notice-filed in AZ, LA, MD, TN, VA.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 7 to 8.",
        "Regulatory assets under management went from $1,069,875,158 to $1,253,310,566 (+17%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 24, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$1,000,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "Our minimum account size requirement is $ 1,000,000 but this may be waived at the discretion of JJBCO."
        ]
      }
    ],
    "quotes": [
      "Our minimum account size requirement is $ 1,000,000 but this may be waived at the discretion of JJBCO."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/j-j-burns-and-company-melville-ny-140452.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 337,
      "fewer_than_5": false,
      "raum": 1099889062.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 280,
      "fewer_than_5": false,
      "raum": 110828945.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 10,
      "fewer_than_5": false,
      "raum": 42592559.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/140452",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}