# J. Hagan Capital, Inc.

> J. Hagan Capital, Inc. is an SEC-registered investment advisory firm in Louisville, KY, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 28, 2026.

- CRD: 168467
- Filed as: J. HAGAN CAPITAL, INC.
- Also doing business as: HERVEST
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Louisville, KY
- Filing period: October 2026
- Form ADV filing dated: September 28, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/168467
- AdvisorCensus page: https://advisorcensus.com/firm/j-hagan-capital-inc-louisville-ky-168467

## Quick answers

**How is J. Hagan Capital, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), J. Hagan Capital, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does J. Hagan Capital, Inc. charge?**
Its Form ADV Part 2A brochure dated June 10, 2026 states: Hourly rate: $350 an hour (Financial planning or consulting service fees); Hourly rate: $250 an hour (percentage of the engagement completed). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is J. Hagan Capital, Inc. located?**
J. Hagan Capital, Inc.'s principal office is in Louisville, KY, according to its Form ADV; the October 2026 filing also lists 4 other offices (Schedule D, Section 1.F).

**Is J. Hagan Capital, Inc. registered with the SEC or a state?**
J. Hagan Capital, Inc. is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 168467.

**How much does J. Hagan Capital, Inc. manage?**
J. Hagan Capital, Inc. reports $341,762,266 in regulatory assets under management in its Form ADV filing dated September 28, 2026 (62% discretionary).

**How have J. Hagan Capital, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for J. Hagan Capital, Inc.: Regulatory assets under management: $155,308,349 in the October 2021 data and $341,762,266 in the October 2026 data, up 120%. Total employees: 6 in October 2021 and 14 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does J. Hagan Capital, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (713); pooled investment vehicles (other than investment companies and business development companies) (91); high net worth individuals (72).

**Which custodians does J. Hagan Capital, Inc. use?**
J. Hagan Capital, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Community National Bank as custodians holding 10% or more of its separately managed account assets.

**Does J. Hagan Capital, Inc. report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.H(1)(c) (regulator's civil action dismissed under a settlement) and 11.H(2) (pending civil proceeding). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/168467

**Does J. Hagan Capital, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated June 10, 2026 says: "Our Firm generally imposes an account minimum of $500,000 although may waive this minimum in its discretion."

**What changed in J. Hagan Capital, Inc.'s recent Form ADV filings?**
In the October 2026 filing data: Item 11 disclosure answers changed: 2 yes answers, previously 1 (now yes: 11.H(2)). Employees performing advisory functions went from 10 to 6. Changed its office addresses in Woodlands, TX. No longer lists an office in Lafayette, LA. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated June 10, 2026)

- Account minimum: $500,000 (the brochure says it may be waived or negotiated)

> Our Firm generally imposes an account minimum of $500,000 although may waive this minimum in its discretion.

- Hourly rate: $350 an hour (Financial planning or consulting service fees)

> Financial planning or consulting service fees are billed at an hourly rate of $ 350per hour, or on a fixed fee per engagement, which is based on the expected hours to complete an engagement.

- Hourly rate: $250 an hour (percentage of the engagement completed)

> Upon termination, the Client shall be billed for the percentage of the engagement completed at a rate of $250 per hour.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Community National Bank

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $341,762,266
- Discretionary: $212,964,310
- Non-discretionary: $128,797,956

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 713 | $169,806,263 |
| High net worth individuals | 72 | $127,272,044 |
| Pooled investment vehicles (other than investment companies and business development companies) | 91 | $44,683,959 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2021 (5 years)
- Employees: 14 total, 6 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, IN, KY, LA, MD, OH, TX, VA, WI, WY
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.H(1)(c): Has a domestic or foreign court ever dismissed, under a settlement agreement, an investment-related civil action brought against the firm or an advisory affiliate by a state or foreign financial regulator?
- 11.H(2): Is the firm or an advisory affiliate now the subject of a civil proceeding that could result in a yes answer to any part of 11.H(1)?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/168467

### Other offices (Schedule D, Section 1.F), as of the October 2026 filing
- Katy, TX
- League City, TX
- Sugar Land, TX
- Woodlands, TX

### Websites listed on Form ADV (Item 1.I)
- facebook/HERVest
- jhagancapital.com
- retirementsolutionradio.com
- Facebook @JHaganCapital
- Facebook @retirementsolutionradio
- Instagram @jhagancapital
- LinkedIn @j-hagan-capital
- YouTube @J.HaganCapital
- YouTube @TheRetirementSolutionPodcast

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $155,308,349 | 6 | June 16, 2021 |
| October 2022 | $174,802,233 | 9 | July 6, 2022 |
| October 2023 | $176,227,196 | 5 | May 17, 2023 |
| October 2024 | $185,590,176 | 7 | June 25, 2024 |
| October 2025 | $260,883,940 | 9 | March 30, 2025 |
| October 2026 | $341,762,266 | 14 | September 28, 2026 |

Regulatory assets under management: $155,308,349 in the October 2021 data and $341,762,266 in the October 2026 data, up 120%.
Total employees: 6 in October 2021 and 14 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Item 11 disclosure answers changed: 2 yes answers, previously 1 (now yes: 11.H(2)).
- Employees performing advisory functions went from 10 to 6.
- Changed its office addresses in Woodlands, TX.
- No longer lists an office in Lafayette, LA.
- Updated its list of owners and control persons (Schedule A).

### June 2026
- Added an office in Katy, TX.
- Added an office in League City, TX.
- Added an office in Sugar Land, TX.

### April 2026
- Employees performing advisory functions went from 7 to 10.
- Regulatory assets under management went from $260,883,940 to $341,762,266 (+31%).
- Added an office in Woodlands, TX.
- No longer lists an office in Prospect, KY.

### December 2025
- Registered or notice-filed in WY.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. J. Hagan Capital, Inc. (CRD 168467): Form ADV filing data as of October 2026.