{
  "crd_number": 168467,
  "slug": "j-hagan-capital-inc-louisville-ky-168467",
  "primary_business_name": "J. HAGAN CAPITAL, INC.",
  "legal_name": "J. HAGAN CAPITAL, INC.",
  "dbas": [
    "HERVEST"
  ],
  "city": "Louisville",
  "state": "KY",
  "country": "United States",
  "cbsa_code": "31140",
  "metro": {
    "cbsa_code": "31140",
    "common_name": "Louisville",
    "msa_name": "Louisville/Jefferson County, KY-IN",
    "path": "/advisors/ky/louisville"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2021-07-09",
  "years_registered": 5,
  "period": "2026-10-01",
  "filing_date": "2026-09-28",
  "carried_forward": false,
  "raum_total": 341762266.0,
  "raum_discretionary": 212964310.0,
  "raum_non_discretionary": 128797956.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 14,
  "advisory_employees": 6,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 169806263.0,
      "count": 713
    },
    "high_net_worth_individuals": {
      "raum": 127272044.0,
      "count": 72
    },
    "pooled_investment_vehicles": {
      "raum": 44683959.0,
      "count": 91
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "educational_seminars",
    "financial_planning",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 2,
  "states_registered": [
    "FL",
    "IN",
    "KY",
    "LA",
    "MD",
    "OH",
    "TX",
    "VA",
    "WI",
    "WY"
  ],
  "websites": [
    "https://facebook.com/JHaganCapital",
    "https://facebook.com/retirementsolutionradio",
    "https://facebook/HERVest",
    "https://instagram.com/jhagancapital",
    "https://jhagancapital.com",
    "https://linkedin.com/company/j-hagan-capital",
    "https://retirementsolutionradio.com",
    "https://youtube.com/@J.HaganCapital",
    "https://youtube.com/@TheRetirementSolutionPodcast"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/168467",
  "disclosure_items": [
    {
      "item": "11.H(1)(c)",
      "question": "Has a domestic or foreign court ever dismissed, under a settlement agreement, an investment-related civil action brought against the firm or an advisory affiliate by a state or foreign financial regulator?"
    },
    {
      "item": "11.H(2)",
      "question": "Is the firm or an advisory affiliate now the subject of a civil proceeding that could result in a yes answer to any part of 11.H(1)?"
    }
  ],
  "city_as_filed": "LOUISVILLE",
  "url": "https://advisorcensus.com/firm/j-hagan-capital-inc-louisville-ky-168467",
  "display_name": "J. Hagan Capital, Inc.",
  "summary": "J. Hagan Capital, Inc. is an SEC-registered investment advisory firm in Louisville, KY, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 28, 2026.",
  "citation": "AdvisorCensus. J. Hagan Capital, Inc. (CRD 168467): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)",
    "Educational seminars/workshops"
  ],
  "quick_answers": [
    {
      "q": "How is J. Hagan Capital, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), J. Hagan Capital, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does J. Hagan Capital, Inc. charge?",
      "a": "Its Form ADV Part 2A brochure dated June 10, 2026 states: Hourly rate: $350 an hour (Financial planning or consulting service fees); Hourly rate: $250 an hour (percentage of the engagement completed). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is J. Hagan Capital, Inc. located?",
      "a": "J. Hagan Capital, Inc.'s principal office is in Louisville, KY, according to its Form ADV; the October 2026 filing also lists 4 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is J. Hagan Capital, Inc. registered with the SEC or a state?",
      "a": "J. Hagan Capital, Inc. is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 168467."
    },
    {
      "q": "How much does J. Hagan Capital, Inc. manage?",
      "a": "J. Hagan Capital, Inc. reports $341,762,266 in regulatory assets under management in its Form ADV filing dated September 28, 2026 (62% discretionary)."
    },
    {
      "q": "How have J. Hagan Capital, Inc.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for J. Hagan Capital, Inc.: Regulatory assets under management: $155,308,349 in the October 2021 data and $341,762,266 in the October 2026 data, up 120%. Total employees: 6 in October 2021 and 14 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does J. Hagan Capital, Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (713); pooled investment vehicles (other than investment companies and business development companies) (91); high net worth individuals (72)."
    },
    {
      "q": "Which custodians does J. Hagan Capital, Inc. use?",
      "a": "J. Hagan Capital, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Community National Bank as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does J. Hagan Capital, Inc. report any disciplinary disclosures?",
      "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.H(1)(c) (regulator's civil action dismissed under a settlement) and 11.H(2) (pending civil proceeding). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/168467"
    },
    {
      "q": "Does J. Hagan Capital, Inc. state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated June 10, 2026 says: \"Our Firm generally imposes an account minimum of $500,000 although may waive this minimum in its discretion.\""
    },
    {
      "q": "What changed in J. Hagan Capital, Inc.'s recent Form ADV filings?",
      "a": "In the October 2026 filing data: Item 11 disclosure answers changed: 2 yes answers, previously 1 (now yes: 11.H(2)). Employees performing advisory functions went from 10 to 6. Changed its office addresses in Woodlands, TX. No longer lists an office in Lafayette, LA. Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 155308349.0,
      "total_employees": 6,
      "filing_date": "2021-06-16"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 174802233.0,
      "total_employees": 9,
      "filing_date": "2022-07-06"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 176227196.0,
      "total_employees": 5,
      "filing_date": "2023-05-17"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 185590176.0,
      "total_employees": 7,
      "filing_date": "2024-06-25"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 260883940.0,
      "total_employees": 9,
      "filing_date": "2025-03-30"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 341762266.0,
      "total_employees": 14,
      "filing_date": "2026-09-28"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-10-01",
      "period_label": "October 2026",
      "notes": [
        "Item 11 disclosure answers changed: 2 yes answers, previously 1 (now yes: 11.H(2)).",
        "Employees performing advisory functions went from 10 to 6.",
        "Changed its office addresses in Woodlands, TX.",
        "No longer lists an office in Lafayette, LA.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-06-01",
      "period_label": "June 2026",
      "notes": [
        "Added an office in Katy, TX.",
        "Added an office in League City, TX.",
        "Added an office in Sugar Land, TX."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 7 to 10.",
        "Regulatory assets under management went from $260,883,940 to $341,762,266 (+31%).",
        "Added an office in Woodlands, TX.",
        "No longer lists an office in Prospect, KY."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Registered or notice-filed in WY."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated June 10, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$500,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Hourly rate: $350 an hour (Financial planning or consulting service fees)",
      "Hourly rate: $250 an hour (percentage of the engagement completed)"
    ],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $500,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "Our Firm generally imposes an account minimum of $500,000 although may waive this minimum in its discretion."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $350 an hour (Financial planning or consulting service fees)"
        ],
        "quotes": [
          "Financial planning or consulting service  fees are billed at an hourly rate of $ 350per hour, or on a fixed fee per engagement, which is based on the expected hours to complete an engagement."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $250 an hour (percentage of the engagement completed)"
        ],
        "quotes": [
          "Upon termination, the Client shall be billed for the percentage of the engagement completed  at a rate of $250 per hour."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 500000.0,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "hourly",
          "amount": 350.0,
          "min": null,
          "max": null,
          "period": "hour",
          "service": "Financial planning or consulting service fees"
        },
        {
          "kind": "hourly",
          "amount": 250.0,
          "min": null,
          "max": null,
          "period": "hour",
          "service": "percentage of the engagement completed"
        }
      ]
    },
    "quotes": [
      "Our Firm generally imposes an account minimum of $500,000 although may waive this minimum in its discretion.",
      "Financial planning or consulting service  fees are billed at an hourly rate of $ 350per hour, or on a fixed fee per engagement, which is based on the expected hours to complete an engagement.",
      "Upon termination, the Client shall be billed for the percentage of the engagement completed  at a rate of $250 per hour."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "Community National Bank",
      "name_as_filed": "COMMUNITY NATIONAL BANK",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/j-hagan-capital-inc-louisville-ky-168467.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 713,
      "fewer_than_5": false,
      "raum": 169806263.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 72,
      "fewer_than_5": false,
      "raum": 127272044.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 91,
      "fewer_than_5": false,
      "raum": 44683959.0
    }
  ],
  "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/168467",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}