# J.C. Goodgal, Inc.

> J.C. Goodgal, Inc. is a state-registered investment advisory firm, registered since 2003, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 128318
- Filed as: J.C. GOODGAL, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in New York
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/128318
- AdvisorCensus page: https://advisorcensus.com/firm/j-c-goodgal-inc-128318

## Quick answers

**How is J.C. Goodgal, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), J.C. Goodgal, Inc. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is J.C. Goodgal, Inc. registered with the SEC or a state?**
J.C. Goodgal, Inc. is a state-registered investment advisory firm, registered since 2003. Status as filed: APPROVED. CRD 128318.

**How much does J.C. Goodgal, Inc. manage?**
J.C. Goodgal, Inc. reports $16,182,214 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**What types of clients does J.C. Goodgal, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (19); individuals (other than high net worth individuals) (4); pension and profit sharing plans (but not the plan participants or government pension plans) (1).

**Does J.C. Goodgal, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/128318

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $16,182,214
- Discretionary: $16,182,214
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 4 | $1,097,460 |
| High net worth individuals | 19 | $14,923,054 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $161,700 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2003 (22 years)
- Employees: 3 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- jcgoodgal.com
- LinkedIn @j-c-goodgal-inc-

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. J.C. Goodgal, Inc. (CRD 128318): Form ADV filing data as of October 2026.