# J.C. Flowers & Co. LLC

> J.C. Flowers & Co. LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2009, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 142529
- Filed as: J.C. FLOWERS & CO. LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/142529
- AdvisorCensus page: https://advisorcensus.com/firm/j-c-flowers-and-co-llc-new-york-ny-142529

## Quick answers

**How is J.C. Flowers & Co. LLC compensated?**
On its Form ADV (Item 5.E, October 2026), J.C. Flowers & Co. LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is J.C. Flowers & Co. LLC located?**
J.C. Flowers & Co. LLC's principal office is in New York, NY, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is J.C. Flowers & Co. LLC registered with the SEC or a state?**
J.C. Flowers & Co. LLC is an SEC-registered investment advisory firm, registered since 2009. Status as filed: Approved. CRD 142529.

**How much does J.C. Flowers & Co. LLC manage?**
J.C. Flowers & Co. LLC reports $6,010,069,000 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (94% discretionary).

**How have J.C. Flowers & Co. LLC's assets and staff changed since 2021?**
In the Form ADV data for J.C. Flowers & Co. LLC: Regulatory assets under management: $4,936,331,000 in the October 2021 data and $6,010,069,000 in the October 2026 data, up 22%. Total employees: 36 in October 2021 and 38 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does J.C. Flowers & Co. LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (22).

**Does J.C. Flowers & Co. LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/142529

**What changed in J.C. Flowers & Co. LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $4,401,100,000 to $6,010,069,000 (+37%). Added an office in Miami, FL. No longer lists an office in Palm Beach, FL.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees
- Other

### Regulatory assets under management (Item 5.F)
- Total: $6,010,069,000
- Discretionary: $5,641,419,000
- Non-discretionary: $368,650,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 22 | $6,010,069,000 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2009 (17 years)
- Employees: 38 total, 18 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- London
- Miami, FL

### Websites listed on Form ADV (Item 1.I)
- jcfco.com
- LinkedIn @j-c--flowers-&-co--llc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $4,936,331,000 | 36 | March 31, 2021 |
| October 2022 | $4,930,143,000 | 34 | August 19, 2022 |
| October 2023 | $4,448,593,000 | 30 | March 31, 2023 |
| October 2024 | $4,368,781,000 | 28 | May 22, 2024 |
| October 2025 | $4,401,100,000 | 32 | June 12, 2025 |
| October 2026 | $6,010,069,000 | 38 | March 31, 2026 |

Regulatory assets under management: $4,936,331,000 in the October 2021 data and $6,010,069,000 in the October 2026 data, up 22%.
Total employees: 36 in October 2021 and 38 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $4,401,100,000 to $6,010,069,000 (+37%).
- Added an office in Miami, FL.
- No longer lists an office in Palm Beach, FL.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. J.C. Flowers & Co. LLC (CRD 142529): Form ADV filing data as of October 2026.