# IWC Asset Management LLC

> IWC Asset Management LLC is an SEC-registered investment advisory firm in Pleasanton, CA, registered since 2017, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated January 24, 2023.

- CRD: 286445
- Filed as: IWC ASSET MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Pleasanton, CA
- Filing period: October 2026
- Form ADV filing dated: January 24, 2023
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/286445
- AdvisorCensus page: https://advisorcensus.com/firm/iwc-asset-management-llc-pleasanton-ca-286445

## Quick answers

**How is IWC Asset Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), IWC Asset Management LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is IWC Asset Management LLC located?**
IWC Asset Management LLC's principal office is in Pleasanton, CA, according to its Form ADV.

**Is IWC Asset Management LLC registered with the SEC or a state?**
IWC Asset Management LLC is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 286445.

**How much does IWC Asset Management LLC manage?**
IWC Asset Management LLC reports $92,074,955 in regulatory assets under management in its Form ADV filing dated January 24, 2023 (93% discretionary).

**How have IWC Asset Management LLC's assets and staff changed since 2021?**
In the Form ADV data for IWC Asset Management LLC: Regulatory assets under management: $99,415,582 in the October 2021 data and $92,074,955 in the October 2026 data, down 7%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does IWC Asset Management LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (27); individuals (other than high net worth individuals) (26).

**Does IWC Asset Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/286445

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $92,074,955
- Discretionary: $85,230,859
- Non-discretionary: $6,844,096

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 26 | $9,472,391 |
| High net worth individuals | 27 | $75,758,468 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $6,844,096 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Other

### Firm details
- Registered since: 2017 (9 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- iwcasset.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $99,415,582 | 1 | February 24, 2021 |
| October 2022 | $112,397,010 | 1 | February 11, 2022 |
| October 2023 | $92,074,955 | 1 | January 24, 2023 |
| October 2024 | $92,074,955 | 1 | January 24, 2023 |
| October 2025 | $92,074,955 | 1 | January 24, 2023 |
| October 2026 | $92,074,955 | 1 | January 24, 2023 |

Regulatory assets under management: $99,415,582 in the October 2021 data and $92,074,955 in the October 2026 data, down 7%.
Total employees: 1 in October 2021 and 1 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. IWC Asset Management LLC (CRD 286445): Form ADV filing data as of October 2026.