{ "crd_number": 286174, "slug": "ivyrock-asset-management-hk-limited-hong-kong-286174", "primary_business_name": "IVYROCK ASSET MANAGEMENT (HK) LIMITED", "legal_name": "IVYROCK ASSET MANAGEMENT (HK) LIMITED", "dbas": [], "city": "Hong Kong", "state": null, "country": "Hong Kong", "cbsa_code": null, "metro": null, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2021-08-30", "years_registered": 5, "period": "2026-10-01", "filing_date": "2026-09-29", "carried_forward": false, "raum_total": 1212280609.0, "raum_discretionary": 1212280609.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 14, "advisory_employees": 7, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 1029128466.0, "count": 3 }, "sovereign_wealth_foreign_official": { "raum": 183152143.0, "count": 1 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [], "websites": [], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/286174", "city_as_filed": "HONG KONG", "url": "https://advisorcensus.com/firm/ivyrock-asset-management-hk-limited-hong-kong-286174", "display_name": "Ivyrock Asset Management (HK) Limited", "summary": "Ivyrock Asset Management (HK) Limited is an SEC-registered investment advisory firm in Hong Kong, Hong Kong, registered since 2021, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated September 29, 2026.", "citation": "AdvisorCensus. Ivyrock Asset Management (HK) Limited (CRD 286174): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Ivyrock Asset Management (HK) Limited compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Ivyrock Asset Management (HK) Limited reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Ivyrock Asset Management (HK) Limited located?", "a": "Ivyrock Asset Management (HK) Limited's principal office is in Hong Kong, Hong Kong, according to its Form ADV." }, { "q": "Is Ivyrock Asset Management (HK) Limited registered with the SEC or a state?", "a": "Ivyrock Asset Management (HK) Limited is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 286174." }, { "q": "How much does Ivyrock Asset Management (HK) Limited manage?", "a": "Ivyrock Asset Management (HK) Limited reports $1,212,280,609 in regulatory assets under management in its Form ADV filing dated September 29, 2026 (100% discretionary)." }, { "q": "How have Ivyrock Asset Management (HK) Limited's assets and staff changed since 2021?", "a": "In the Form ADV data for Ivyrock Asset Management (HK) Limited: Regulatory assets under management: $1,047,000,000 in the October 2021 data and $1,212,280,609 in the October 2026 data, up 16%. Total employees: 9 in October 2021 and 14 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Ivyrock Asset Management (HK) Limited serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (3); sovereign wealth funds and foreign official institutions (1)." }, { "q": "Which custodians does Ivyrock Asset Management (HK) Limited use?", "a": "Ivyrock Asset Management (HK) Limited's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Citibank N.A. New York Branch as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Ivyrock Asset Management (HK) Limited report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/286174" }, { "q": "What changed in Ivyrock Asset Management (HK) Limited's recent Form ADV filings?", "a": "In the December 2025 filing data: Regulatory assets under management went from $1,022,867,444 to $1,140,562,125 (+12%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 1047000000.0, "total_employees": 9, "filing_date": "2021-09-01" }, { "period": "2022-10-01", "regulatory_assets_under_management": 1235608399.0, "total_employees": 10, "filing_date": "2022-09-21" }, { "period": "2023-10-01", "regulatory_assets_under_management": 1170009179.0, "total_employees": 10, "filing_date": "2023-09-22" }, { "period": "2024-10-01", "regulatory_assets_under_management": 1022867444.0, "total_employees": 14, "filing_date": "2024-09-23" }, { "period": "2025-10-01", "regulatory_assets_under_management": 1022867444.0, "total_employees": 14, "filing_date": "2024-09-23" }, { "period": "2026-10-01", "regulatory_assets_under_management": 1212280609.0, "total_employees": 14, "filing_date": "2026-09-29" } ], "recent_changes": [ { "period": "2025-12-01", "period_label": "December 2025", "notes": [ "Regulatory assets under management went from $1,022,867,444 to $1,140,562,125 (+12%)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Citibank N.A. New York Branch", "name_as_filed": "CITIBANK N.A. NEW YORK BRANCH", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/ivyrock-asset-management-hk-limited-hong-kong-286174.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 3, "fewer_than_5": false, "raum": 1029128466.0 }, { "type": "sovereign_wealth_foreign_official", "label": "Sovereign wealth funds and foreign official institutions", "count": 1, "fewer_than_5": false, "raum": 183152143.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/286174", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }