# Ivy League Financial Advisors LLC

> Ivy League Financial Advisors LLC is an SEC-registered investment advisory firm in Rockville, MD, registered since 2006, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 24, 2026.

- CRD: 119145
- Filed as: IVY LEAGUE FINANCIAL ADVISORS LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Rockville, MD
- Filing period: October 2026
- Form ADV filing dated: March 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/119145
- AdvisorCensus page: https://advisorcensus.com/firm/ivy-league-financial-advisors-llc-rockville-md-119145

## Quick answers

**How is Ivy League Financial Advisors LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Ivy League Financial Advisors LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Ivy League Financial Advisors LLC located?**
Ivy League Financial Advisors LLC's principal office is in Rockville, MD, according to its Form ADV.

**Is Ivy League Financial Advisors LLC registered with the SEC or a state?**
Ivy League Financial Advisors LLC is an SEC-registered investment advisory firm, registered since 2006. Status as filed: Approved. CRD 119145.

**How much does Ivy League Financial Advisors LLC manage?**
Ivy League Financial Advisors LLC reports $188,667,656 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (100% discretionary).

**How have Ivy League Financial Advisors LLC's assets and staff changed since 2021?**
In the Form ADV data for Ivy League Financial Advisors LLC: Regulatory assets under management: $125,061,537 in the October 2021 data and $188,667,656 in the October 2026 data, up 51%. Total employees: 3 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Ivy League Financial Advisors LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (64); individuals (other than high net worth individuals) (38); pension and profit sharing plans (but not the plan participants or government pension plans) (1).

**Which custodians does Ivy League Financial Advisors LLC use?**
Ivy League Financial Advisors LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Ivy League Financial Advisors LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/119145

**What changed in Ivy League Financial Advisors LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $151,027,200 to $188,667,656 (+25%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $188,667,656
- Discretionary: $188,667,656
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 38 | $13,560,070 |
| High net worth individuals | 64 | $170,893,671 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $4,213,915 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Educational seminars/workshops
- Other

### Firm details
- Registered since: 2006 (20 years)
- Employees: 4 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, DC, MD, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- ivyfa.com
- Facebook @ivyleaguefinancialadvisors
- LinkedIn @2540513
- LinkedIn @christopher-brown-3843565

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $125,061,537 | 3 | March 30, 2021 |
| October 2022 | $134,472,785 | 4 | April 1, 2022 |
| October 2023 | $115,047,113 | 4 | March 15, 2023 |
| October 2024 | $133,836,836 | 4 | March 7, 2024 |
| October 2025 | $151,027,200 | 4 | March 8, 2025 |
| October 2026 | $188,667,656 | 4 | March 24, 2026 |

Regulatory assets under management: $125,061,537 in the October 2021 data and $188,667,656 in the October 2026 data, up 51%.
Total employees: 3 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $151,027,200 to $188,667,656 (+25%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Ivy League Financial Advisors LLC (CRD 119145): Form ADV filing data as of October 2026.