{ "crd_number": 328122, "slug": "ivy-invest-corporation-san-francisco-ca-328122", "primary_business_name": "IVY INVEST CORPORATION", "legal_name": "IVY INVEST CORPORATION", "dbas": [], "city": "San Francisco", "state": "CA", "country": "United States", "cbsa_code": "41860", "metro": { "cbsa_code": "41860", "common_name": "San Francisco", "msa_name": "San Francisco-Oakland-Fremont, CA", "path": "/advisors/ca/san-francisco" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2024-02-09", "years_registered": 2, "period": "2026-10-01", "filing_date": "2026-03-20", "carried_forward": false, "raum_total": 12577736.0, "raum_discretionary": 12577736.0, "raum_non_discretionary": 0.0, "raum_band": "under_25m", "raum_band_label": "Under $25 million", "total_employees": 4, "advisory_employees": 1, "client_count_bucket": null, "clients_by_type": { "investment_companies": { "raum": 12577736.0, "count": 1 } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_investment_companies" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CA", "NY" ], "websites": [ "https://buenacapital.com", "https://facebook.com/profile.php?id=61568544124478", "https://instagram.com/ivyinvest.co", "https://ivyinvest.co", "https://linkedin.com/company/ivy-invest", "https://tiktok.com/@ivy_invest", "https://x.com/ivy_invest" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/328122", "city_as_filed": "SAN FRANCISCO", "url": "https://advisorcensus.com/firm/ivy-invest-corporation-san-francisco-ca-328122", "display_name": "Ivy Invest Corporation", "summary": "Ivy Invest Corporation is an SEC-registered investment advisory firm in San Francisco, CA, registered since 2024, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 20, 2026.", "citation": "AdvisorCensus. Ivy Invest Corporation (CRD 328122): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Portfolio management for investment companies (and business development companies)" ], "quick_answers": [ { "q": "How is Ivy Invest Corporation compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Ivy Invest Corporation reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Ivy Invest Corporation located?", "a": "Ivy Invest Corporation's principal office is in San Francisco, CA, according to its Form ADV." }, { "q": "Is Ivy Invest Corporation registered with the SEC or a state?", "a": "Ivy Invest Corporation is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 328122." }, { "q": "How much does Ivy Invest Corporation manage?", "a": "Ivy Invest Corporation reports $12,577,736 in regulatory assets under management in its Form ADV filing dated March 20, 2026 (100% discretionary)." }, { "q": "How have Ivy Invest Corporation's assets and staff changed since 2024?", "a": "In the Form ADV data for Ivy Invest Corporation: Regulatory assets under management: $3,118,956 in the October 2024 data and $12,577,736 in the October 2026 data, up 303%. Total employees: 3 in October 2024 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Ivy Invest Corporation serve?", "a": "By number of clients on Form ADV Item 5.D: investment companies (1)." }, { "q": "Does Ivy Invest Corporation report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/328122" }, { "q": "What changed in Ivy Invest Corporation's recent Form ADV filings?", "a": "In the April 2026 filing data: No longer lists the business name Ivy Invest. Reported a succession: took over the business of Buena Capital Advisors D/B/A Ivy Invest (CRD 328122) on December 23, 2025. Changed its legal name from Buena Capital Advisors LLC to Ivy Invest Corporation. Regulatory assets under management went from $7,364,843 to $12,577,736 (+71%)." } ], "filing_history": [ { "period": "2024-10-01", "regulatory_assets_under_management": 3118956.0, "total_employees": 3, "filing_date": "2024-03-29" }, { "period": "2025-10-01", "regulatory_assets_under_management": 7364843.0, "total_employees": 3, "filing_date": "2025-03-13" }, { "period": "2026-10-01", "regulatory_assets_under_management": 12577736.0, "total_employees": 4, "filing_date": "2026-03-20" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "No longer lists the business name Ivy Invest.", "Reported a succession: took over the business of Buena Capital Advisors D/B/A Ivy Invest (CRD 328122) on December 23, 2025.", "Changed its legal name from Buena Capital Advisors LLC to Ivy Invest Corporation.", "Regulatory assets under management went from $7,364,843 to $12,577,736 (+71%)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/ivy-invest-corporation-san-francisco-ca-328122.md", "clients": [ { "type": "investment_companies", "label": "Investment companies", "count": 1, "fewer_than_5": false, "raum": 12577736.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/328122", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }