{ "crd_number": 156313, "slug": "itau-usa-asset-management-new-york-ny-156313", "primary_business_name": "ITAU USA ASSET MANAGEMENT", "legal_name": "ITAU USA ASSET MANAGEMENT INC.", "dbas": [], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2011-06-17", "years_registered": 15, "period": "2026-10-01", "filing_date": "2026-08-07", "carried_forward": false, "raum_total": 9266870687.0, "raum_discretionary": 9266870687.0, "raum_non_discretionary": 0.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 26, "advisory_employees": 14, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "high_net_worth_individuals": { "raum": 101655889.0, "count": 16 }, "pooled_investment_vehicles": { "raum": 7455079291.0, "count": 47 }, "sovereign_wealth_foreign_official": { "raum": 1710135507.0, "count": null, "fewer_than_5": true } }, "compensation_types": [ "fixed", "other", "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [], "websites": [ "https://instagram.com/itauasset", "https://itauassetmanagement.us", "https://linkedin.com/company/itau-asset-management", "https://open.spotify.com/show/6Cp1jAjJOgS1rJdjtnEWXJ?si=1pWjsQRIRkWLOKKIayeluw", "https://t.me/itauasset", "https://youtube.com/c/itauasset" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/156313", "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/itau-usa-asset-management-new-york-ny-156313", "display_name": "Itau USA Asset Management", "summary": "Itau USA Asset Management is an SEC-registered investment advisory firm in New York, NY, registered since 2011, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated August 7, 2026.", "citation": "AdvisorCensus. Itau USA Asset Management (CRD 156313): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Fixed fees (other than subscription fees)", "Performance-based fees", "Other" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is Itau USA Asset Management compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Itau USA Asset Management reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees; other. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Itau USA Asset Management located?", "a": "Itau USA Asset Management's principal office is in New York, NY, according to its Form ADV; the September 2026 filing also lists 3 other offices (Schedule D, Section 1.F)." }, { "q": "Is Itau USA Asset Management registered with the SEC or a state?", "a": "Itau USA Asset Management is an SEC-registered investment advisory firm, registered since 2011. Status as filed: Approved. CRD 156313." }, { "q": "How much does Itau USA Asset Management manage?", "a": "Itau USA Asset Management reports $9,266,870,687 in regulatory assets under management in its Form ADV filing dated August 7, 2026 (100% discretionary)." }, { "q": "How have Itau USA Asset Management's assets and staff changed since 2021?", "a": "In the Form ADV data for Itau USA Asset Management: Regulatory assets under management: $7,236,011,154 in the October 2021 data and $9,266,870,687 in the October 2026 data, up 28%. Total employees: 27 in October 2021 and 26 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Itau USA Asset Management serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (47); high net worth individuals (16)." }, { "q": "Which custodians does Itau USA Asset Management use?", "a": "Itau USA Asset Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Citibank and HSBC Securities as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Itau USA Asset Management report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/156313" }, { "q": "What changed in Itau USA Asset Management's recent Form ADV filings?", "a": "In the September 2026 filing data: Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 7236011154.0, "total_employees": 27, "filing_date": "2021-03-31" }, { "period": "2022-10-01", "regulatory_assets_under_management": 7990259637.0, "total_employees": 31, "filing_date": "2022-03-31" }, { "period": "2023-10-01", "regulatory_assets_under_management": 6736079367.0, "total_employees": 33, "filing_date": "2023-03-31" }, { "period": "2024-10-01", "regulatory_assets_under_management": 8010761978.0, "total_employees": 21, "filing_date": "2024-09-25" }, { "period": "2025-10-01", "regulatory_assets_under_management": 6653031820.0, "total_employees": 31, "filing_date": "2025-03-31" }, { "period": "2026-10-01", "regulatory_assets_under_management": 9266870687.0, "total_employees": 26, "filing_date": "2026-08-07" } ], "recent_changes": [ { "period": "2026-09-01", "period_label": "September 2026", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 15 to 14.", "Regulatory assets under management went from $6,653,031,820 to $9,266,870,687 (+39%).", "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2026-02-01", "period_label": "February 2026", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Citibank", "name_as_filed": "CITIBANK", "affiliated": false }, { "name": "HSBC Securities", "name_as_filed": "HSBC SECURITIES", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/itau-usa-asset-management-new-york-ny-156313.md", "clients": [ { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 16, "fewer_than_5": false, "raum": 101655889.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 47, "fewer_than_5": false, "raum": 7455079291.0 }, { "type": "sovereign_wealth_foreign_official", "label": "Sovereign wealth funds and foreign official institutions", "count": null, "fewer_than_5": true, "raum": 1710135507.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/156313", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }