# Itau International Securities Inc.

> Itau International Securities Inc. is a state-registered investment advisory firm in Miami, FL, registered since 2022, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 26, 2026.

- CRD: 144769
- Filed as: ITAU INTERNATIONAL SECURITIES INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Miami, FL
- Filing period: October 2026
- Form ADV filing dated: March 26, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/144769
- AdvisorCensus page: https://advisorcensus.com/firm/itau-international-securities-inc-miami-fl-144769

## Quick answers

**How is Itau International Securities Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Itau International Securities Inc. reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is Itau International Securities Inc. located?**
Itau International Securities Inc.'s principal office is in Miami, FL, according to its Form ADV.

**Is Itau International Securities Inc. registered with the SEC or a state?**
Itau International Securities Inc. is a state-registered investment advisory firm, registered since 2022. Status as filed: APPROVED. CRD 144769.

**How much does Itau International Securities Inc. manage?**
Itau International Securities Inc. reports $48,024,496 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (0% discretionary).

**How have Itau International Securities Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Itau International Securities Inc.: Regulatory assets under management: $153,779,014 in the October 2021 data and $48,024,496 in the October 2026 data, down 69%. Total employees: 20 in October 2021 and 33 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Itau International Securities Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (18); corporations or other businesses not listed above (11); individuals (other than high net worth individuals) (5).

**Does Itau International Securities Inc. report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/144769

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $48,024,496
- Discretionary: $0
- Non-discretionary: $48,024,496

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 5 | $19,873,585 |
| High net worth individuals | 18 | $7,927,756 |
| Corporations or other businesses not listed above | 11 | $20,223,155 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Other

### Firm details
- Registered since: 2022 (4 years)
- Employees: 33 total, 3 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: FL
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/144769

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $153,779,014 | 20 | March 31, 2021 |
| October 2026 | $48,024,496 | 33 | March 26, 2026 |

Regulatory assets under management: $153,779,014 in the October 2021 data and $48,024,496 in the October 2026 data, down 69%.
Total employees: 20 in October 2021 and 33 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Itau International Securities Inc. (CRD 144769): Form ADV filing data as of October 2026.