{ "crd_number": 144769, "slug": "itau-international-securities-inc-miami-fl-144769", "primary_business_name": "ITAU INTERNATIONAL SECURITIES INC.", "legal_name": "ITAU INTERNATIONAL SECURITIES INC.", "dbas": [], "city": "Miami", "state": "FL", "country": "United States", "cbsa_code": "33100", "metro": { "cbsa_code": "33100", "common_name": "Miami", "msa_name": "Miami-Fort Lauderdale-West Palm Beach, FL", "path": "/advisors/fl/miami" }, "registration_type": "state", "registration_status": "APPROVED", "registration_date": "2022-07-19", "years_registered": 4, "period": "2026-10-01", "filing_date": "2026-03-26", "carried_forward": false, "raum_total": 48024496.0, "raum_discretionary": 0.0, "raum_non_discretionary": 48024496.0, "raum_band": "25m_100m", "raum_band_label": "$25 million to $100 million", "total_employees": 33, "advisory_employees": 3, "client_count_bucket": null, "clients_by_type": { "individuals": { "raum": 19873585.0, "count": 5 }, "high_net_worth_individuals": { "raum": 7927756.0, "count": 18 }, "corporations_other_businesses": { "raum": 20223155.0, "count": 11 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "other", "portfolio_management_individuals", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": true, "disclosure_yes_count": 1, "states_registered": [ "FL" ], "websites": [], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/144769", "disclosure_items": [ { "item": "11.E(2)", "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?" } ], "city_as_filed": "MIAMI", "url": "https://advisorcensus.com/firm/itau-international-securities-inc-miami-fl-144769", "display_name": "Itau International Securities Inc.", "summary": "Itau International Securities Inc. is a state-registered investment advisory firm in Miami, FL, registered since 2022, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 26, 2026.", "citation": "AdvisorCensus. Itau International Securities Inc. (CRD 144769): Form ADV filing data as of October 2026.", "registration_type_label": "State-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Portfolio management for pooled investment vehicles (other than investment companies)", "Other" ], "quick_answers": [ { "q": "How is Itau International Securities Inc. compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Itau International Securities Inc. reports these compensation arrangements: a percentage of assets under its management; performance-based fees." }, { "q": "Where is Itau International Securities Inc. located?", "a": "Itau International Securities Inc.'s principal office is in Miami, FL, according to its Form ADV." }, { "q": "Is Itau International Securities Inc. registered with the SEC or a state?", "a": "Itau International Securities Inc. is a state-registered investment advisory firm, registered since 2022. Status as filed: APPROVED. CRD 144769." }, { "q": "How much does Itau International Securities Inc. manage?", "a": "Itau International Securities Inc. reports $48,024,496 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (0% discretionary)." }, { "q": "How have Itau International Securities Inc.'s assets and staff changed since 2021?", "a": "In the Form ADV data for Itau International Securities Inc.: Regulatory assets under management: $153,779,014 in the October 2021 data and $48,024,496 in the October 2026 data, down 69%. Total employees: 20 in October 2021 and 33 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Itau International Securities Inc. serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (18); corporations or other businesses not listed above (11); individuals (other than high net worth individuals) (5)." }, { "q": "Does Itau International Securities Inc. report any disciplinary disclosures?", "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/144769" } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 153779014.0, "total_employees": 20, "filing_date": "2021-03-31" }, { "period": "2026-10-01", "regulatory_assets_under_management": 48024496.0, "total_employees": 33, "filing_date": "2026-03-26" } ], "recent_changes": [], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/itau-international-securities-inc-miami-fl-144769.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 5, "fewer_than_5": false, "raum": 19873585.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 18, "fewer_than_5": false, "raum": 7927756.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 11, "fewer_than_5": false, "raum": 20223155.0 } ], "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/144769", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }