# Ironshore Financial

> Ironshore Financial is an SEC-registered investment advisory firm, registered since 2018, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 4, 2026.

- CRD: 294053
- Filed as: IRONSHORE FINANCIAL
- Legal name: Ironshore Financial, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: March 4, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/294053
- AdvisorCensus page: https://advisorcensus.com/firm/ironshore-financial-294053

## Quick answers

**How is Ironshore Financial compensated?**
On its Form ADV (Item 5.E, October 2026), Ironshore Financial reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Ironshore Financial registered with the SEC or a state?**
Ironshore Financial is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 294053.

**How much does Ironshore Financial manage?**
Ironshore Financial reports $1,436,866,775 in regulatory assets under management in its Form ADV filing dated March 4, 2026 (12% discretionary).

**How have Ironshore Financial's assets and staff changed since 2021?**
In the Form ADV data for Ironshore Financial: Regulatory assets under management: $735,841,976 in the October 2021 data and $1,436,866,775 in the October 2026 data, up 95%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Ironshore Financial serve?**
By number of clients on Form ADV Item 5.D: pension and profit sharing plans (but not the plan participants or government pension plans) (24).

**Which custodians does Ironshore Financial use?**
Ironshore Financial's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists TIAA Trust as a custodian holding 10% or more of its separately managed account assets.

**Does Ironshore Financial report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/294053

**What changed in Ironshore Financial's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $1,220,010,113 to $1,436,866,775 (+18%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- TIAA Trust

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,436,866,775
- Discretionary: $168,540,661
- Non-discretionary: $1,268,326,114

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | Not reported |
| High net worth individuals | 0 | Not reported |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 24 | $1,436,866,775 |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services

### Firm details
- Registered since: 2018 (8 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL, OH
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [ironshorefinancial.com](https://ironshorefinancial.com)
- LinkedIn @28631567

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $735,841,976 | 1 | March 30, 2021 |
| October 2022 | $1,062,072,285 | 1 | March 8, 2022 |
| October 2023 | $930,485,504 | 1 | March 14, 2023 |
| October 2024 | $1,101,512,604 | 1 | May 29, 2024 |
| October 2025 | $1,220,010,113 | 1 | March 4, 2025 |
| October 2026 | $1,436,866,775 | 1 | March 4, 2026 |

Regulatory assets under management: $735,841,976 in the October 2021 data and $1,436,866,775 in the October 2026 data, up 95%.
Total employees: 1 in October 2021 and 1 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $1,220,010,113 to $1,436,866,775 (+18%).

### January 2026
- No longer registered or notice-filed in FL.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Ironshore Financial (CRD 294053): Form ADV filing data as of October 2026.