# Iron River Capital LLC

> Iron River Capital LLC is a state-registered investment advisory firm in Durango, CO, registered since 2014, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated July 2, 2026.

- CRD: 173307
- Filed as: IRON RIVER CAPITAL LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Durango, CO
- Filing period: October 2026
- Form ADV filing dated: July 2, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/173307
- AdvisorCensus page: https://advisorcensus.com/firm/iron-river-capital-llc-durango-co-173307

## Quick answers

**How is Iron River Capital LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Iron River Capital LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Iron River Capital LLC located?**
Iron River Capital LLC's principal office is in Durango, CO, according to its Form ADV.

**Is Iron River Capital LLC registered with the SEC or a state?**
Iron River Capital LLC is a state-registered investment advisory firm, registered since 2014. Status as filed: APPROVED. CRD 173307.

**How much does Iron River Capital LLC manage?**
Iron River Capital LLC reports $94,143,088 in regulatory assets under management in its Form ADV filing dated July 2, 2026 (95% discretionary).

**What types of clients does Iron River Capital LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (97); high net worth individuals (45); pension and profit sharing plans (but not the plan participants or government pension plans) (2).

**Does Iron River Capital LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/173307

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $94,143,088
- Discretionary: $89,394,877
- Non-discretionary: $4,748,211

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 97 | $26,600,954 |
| High net worth individuals | 45 | $64,201,085 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 2 | $2,089,467 |
| Charitable organizations | 1 | $1,167,065 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 1 | $84,517 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters

### Firm details
- Registered since: 2014 (11 years)
- Employees: 5 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CO, FL, NC, NM, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- connolly-financial.com
- ironrivercapital.com
- Facebook @CONNOLLYFINANCIAL
- LinkedIn @CONNOLLY-FINANCIAL
- LinkedIn @iron-river-capital
- X @ConnollyRIA

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Iron River Capital LLC (CRD 173307): Form ADV filing data as of October 2026.