# Iron Horse Financial Services LLC

> Iron Horse Financial Services LLC is a state-registered investment advisory firm, registered since 2023, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated August 3, 2026.

- CRD: 327802
- Filed as: IRON HORSE FINANCIAL SERVICES LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Kansas
- Filing period: October 2026
- Form ADV filing dated: August 3, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/327802
- AdvisorCensus page: https://advisorcensus.com/firm/iron-horse-financial-services-llc-327802

## Quick answers

**How is Iron Horse Financial Services LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Iron Horse Financial Services LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Is Iron Horse Financial Services LLC registered with the SEC or a state?**
Iron Horse Financial Services LLC is a state-registered investment advisory firm, registered since 2023. Status as filed: APPROVED. CRD 327802.

**How much does Iron Horse Financial Services LLC manage?**
Iron Horse Financial Services LLC reports $49,824,023 in regulatory assets under management in its Form ADV filing dated August 3, 2026 (100% discretionary).

**What types of clients does Iron Horse Financial Services LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (132); high net worth individuals (8).

**Does Iron Horse Financial Services LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/327802

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $49,824,023
- Discretionary: $49,824,023
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 132 | $31,515,339 |
| High net worth individuals | 8 | $18,308,684 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2023 (3 years)
- Employees: 4 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: KS
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- ironhorsefinancialservices.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Iron Horse Financial Services LLC (CRD 327802): Form ADV filing data as of October 2026.