# Iron Horse Capital, Inc.

> Iron Horse Capital, Inc. is a state-registered investment advisory firm, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 319015
- Filed as: IRON HORSE CAPITAL, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in California
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/319015
- AdvisorCensus page: https://advisorcensus.com/firm/iron-horse-capital-inc-319015

## Quick answers

**How is Iron Horse Capital, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Iron Horse Capital, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Iron Horse Capital, Inc. registered with the SEC or a state?**
Iron Horse Capital, Inc. is a state-registered investment advisory firm, registered since 2022. Status as filed: APPROVED. CRD 319015.

**How much does Iron Horse Capital, Inc. manage?**
Iron Horse Capital, Inc. reports $102,648,331 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**What types of clients does Iron Horse Capital, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (64).

**Does Iron Horse Capital, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/319015

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $102,648,331
- Discretionary: $102,648,331
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 64 | $102,648,331 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Other

### Firm details
- Registered since: 2022 (3 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Iron Horse Capital, Inc. (CRD 319015): Form ADV filing data as of October 2026.