{ "crd_number": 111177, "slug": "iron-gate-global-advisors-north-salt-lake-ut-111177", "primary_business_name": "IRON GATE GLOBAL ADVISORS", "legal_name": "IRON GATE GLOBAL ADVISORS, LLC", "dbas": [], "city": "North Salt Lake", "state": "UT", "country": "United States", "cbsa_code": "36260", "metro": { "cbsa_code": "36260", "common_name": "Ogden", "msa_name": "Ogden, UT", "path": "/advisors/ut/ogden" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2017-04-19", "years_registered": 9, "period": "2026-10-01", "filing_date": "2026-03-31", "carried_forward": false, "raum_total": 1323170082.0, "raum_discretionary": 1103888456.0, "raum_non_discretionary": 219281626.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 7, "advisory_employees": 7, "client_count_bucket": null, "clients_by_type": { "individuals": { "raum": 195119326.0, "count": 1224 }, "pension_profit_sharing": { "raum": 219281626.0, "count": 32 }, "high_net_worth_individuals": { "raum": 908769130.0, "count": 536 } }, "compensation_types": [ "fixed", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "AK", "AZ", "CA", "CO", "FL", "ID", "IL", "LA", "MA", "ME", "MN", "MT", "NC", "NE", "NV", "OK", "OR", "TN", "TX", "UT", "VA", "WA", "WY" ], "websites": [ "https://facebook.com/IRONGATEGLOBALADVISORS", "https://igga.com", "https://linkedin.com/company/amussen-hunsaker-&-associates-inc./about", "https://linkedin.com/in/brettmpattison", "https://linkedin.com/in/brianwhunsaker", "https://linkedin.com/in/dillon-rawson-cfp%C2%AE-939490123", "https://linkedin.com/in/matthew-t-newman", "https://linkedin.com/in/spencerhnelson", "https://twitter.com/iggadvisors", "https://youtube.com/channel/UCYkdoISQxm8kuCmo5EHkmOQ" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/111177", "city_as_filed": "NORTH SALT LAKE", "url": "https://advisorcensus.com/firm/iron-gate-global-advisors-north-salt-lake-ut-111177", "display_name": "Iron Gate Global Advisors", "summary": "Iron Gate Global Advisors is an SEC-registered investment advisory firm in North Salt Lake, UT, registered since 2017, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.", "citation": "AdvisorCensus. Iron Gate Global Advisors (CRD 111177): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses" ], "quick_answers": [ { "q": "How is Iron Gate Global Advisors compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Iron Gate Global Advisors reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Iron Gate Global Advisors located?", "a": "Iron Gate Global Advisors' principal office is in North Salt Lake, UT, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Iron Gate Global Advisors registered with the SEC or a state?", "a": "Iron Gate Global Advisors is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 111177." }, { "q": "How much does Iron Gate Global Advisors manage?", "a": "Iron Gate Global Advisors reports $1,323,170,082 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (83% discretionary)." }, { "q": "How have Iron Gate Global Advisors' assets and staff changed since 2021?", "a": "In the Form ADV data for Iron Gate Global Advisors: Regulatory assets under management: $368,038,169 in the October 2021 data and $1,323,170,082 in the October 2026 data, up 260%. Total employees: 8 in October 2021 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Iron Gate Global Advisors serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1,224); high net worth individuals (536); pension and profit sharing plans (but not the plan participants or government pension plans) (32)." }, { "q": "Which custodians does Iron Gate Global Advisors use?", "a": "Iron Gate Global Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Iron Gate Global Advisors report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/111177" }, { "q": "What changed in Iron Gate Global Advisors' recent Form ADV filings?", "a": "In the April 2026 filing data: Regulatory assets under management went from $1,059,413,573 to $1,323,170,082 (+25%). Registered or notice-filed in NE. Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 368038169.0, "total_employees": 8, "filing_date": "2021-05-06" }, { "period": "2022-10-01", "regulatory_assets_under_management": 615031491.0, "total_employees": 10, "filing_date": "2022-03-21" }, { "period": "2023-10-01", "regulatory_assets_under_management": 542716661.0, "total_employees": 10, "filing_date": "2023-03-31" }, { "period": "2024-10-01", "regulatory_assets_under_management": 725170361.0, "total_employees": 9, "filing_date": "2024-03-22" }, { "period": "2025-10-01", "regulatory_assets_under_management": 1059413573.0, "total_employees": 7, "filing_date": "2025-05-01" }, { "period": "2026-10-01", "regulatory_assets_under_management": 1323170082.0, "total_employees": 7, "filing_date": "2026-03-31" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $1,059,413,573 to $1,323,170,082 (+25%).", "Registered or notice-filed in NE.", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/iron-gate-global-advisors-north-salt-lake-ut-111177.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 1224, "fewer_than_5": false, "raum": 195119326.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 536, "fewer_than_5": false, "raum": 908769130.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 32, "fewer_than_5": false, "raum": 219281626.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/111177", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }