# Ipswich Investment Management Company, Inc

> Ipswich Investment Management Company, Inc is an SEC-registered investment advisory firm in Beverly, MA, registered since 1986, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 16, 2026.

- CRD: 106625
- Filed as: IPSWICH INVESTMENT MANAGEMENT COMPANY, INC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Beverly, MA
- Filing period: October 2026
- Form ADV filing dated: March 16, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/106625
- AdvisorCensus page: https://advisorcensus.com/firm/ipswich-investment-management-company-inc-beverly-ma-106625

## Quick answers

**How is Ipswich Investment Management Company, Inc compensated?**
On its Form ADV (Item 5.E, October 2026), Ipswich Investment Management Company, Inc reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does Ipswich Investment Management Company, Inc charge?**
Its Form ADV Part 2A brochure dated March 16, 2026 states: Asset-based fee: 1% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Ipswich Investment Management Company, Inc located?**
Ipswich Investment Management Company, Inc's principal office is in Beverly, MA, according to its Form ADV.

**Is Ipswich Investment Management Company, Inc registered with the SEC or a state?**
Ipswich Investment Management Company, Inc is an SEC-registered investment advisory firm, registered since 1986. Status as filed: Approved. CRD 106625.

**How much does Ipswich Investment Management Company, Inc manage?**
Ipswich Investment Management Company, Inc reports $730,158,575 in regulatory assets under management in its Form ADV filing dated March 16, 2026 (89% discretionary).

**How have Ipswich Investment Management Company, Inc's assets and staff changed since 2021?**
In the Form ADV data for Ipswich Investment Management Company, Inc: Regulatory assets under management: $542,413,132 in the October 2021 data and $730,158,575 in the October 2026 data, up 35%. Total employees: 11 in October 2021 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Ipswich Investment Management Company, Inc serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (210); high net worth individuals (42); charitable organizations (10).

**Which custodians does Ipswich Investment Management Company, Inc use?**
Ipswich Investment Management Company, Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and National Financial Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Ipswich Investment Management Company, Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/106625

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 16, 2026)

- Asset-based fee: 1% of assets a year

> IIM maintains the following general fee schedule per annum for providing investment advisory services, subject to negotiation and agreement with clients.

> All managed assets; including equities, convertible securities, cash equivalents, cash reserved for equities, and fixed income securities are charged: • 1% annually

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $730,158,575
- Discretionary: $646,241,231
- Non-discretionary: $83,917,344

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 210 | $297,543,063 |
| High net worth individuals | 42 | $329,712,264 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 10 | $82,343,076 |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 6 | $20,560,172 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 1986 (40 years)
- Employees: 11 total, 6 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CO, FL, GA, MA, ME, NH, NY, TX, VA, VT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [ipswichinvestment.com](https://ipswichinvestment.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $542,413,132 | 11 | June 29, 2021 |
| October 2022 | $664,743,816 | 12 | May 23, 2022 |
| October 2023 | $569,985,633 | 12 | March 30, 2023 |
| October 2024 | $638,262,727 | 11 | March 27, 2024 |
| October 2025 | $695,620,092 | 11 | March 26, 2025 |
| October 2026 | $730,158,575 | 11 | March 16, 2026 |

Regulatory assets under management: $542,413,132 in the October 2021 data and $730,158,575 in the October 2026 data, up 35%.
Total employees: 11 in October 2021 and 11 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Ipswich Investment Management Company, Inc (CRD 106625): Form ADV filing data as of October 2026.