{
  "crd_number": 106625,
  "slug": "ipswich-investment-management-company-inc-beverly-ma-106625",
  "primary_business_name": "IPSWICH INVESTMENT MANAGEMENT COMPANY, INC",
  "legal_name": "IPSWICH INVESTMENT MANAGEMENT COMPANY, INC.",
  "dbas": [],
  "city": "Beverly",
  "state": "MA",
  "country": "United States",
  "cbsa_code": "14460",
  "metro": {
    "cbsa_code": "14460",
    "common_name": "Boston",
    "msa_name": "Boston-Cambridge-Newton, MA-NH",
    "path": "/advisors/ma/boston"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "1986-02-21",
  "years_registered": 40,
  "period": "2026-10-01",
  "filing_date": "2026-03-16",
  "carried_forward": false,
  "raum_total": 730158575.0,
  "raum_discretionary": 646241231.0,
  "raum_non_discretionary": 83917344.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 11,
  "advisory_employees": 6,
  "client_count_bucket": null,
  "clients_by_type": {
    "charitable": {
      "raum": 82343076.0,
      "count": 10
    },
    "individuals": {
      "raum": 297543063.0,
      "count": 210
    },
    "banking_thrift": {
      "raum": null,
      "count": 0
    },
    "state_municipal": {
      "raum": null,
      "count": 0
    },
    "insurance_companies": {
      "raum": null,
      "count": 0
    },
    "investment_companies": {
      "raum": null,
      "count": 0
    },
    "pension_profit_sharing": {
      "raum": null,
      "count": 0
    },
    "other_investment_advisers": {
      "raum": null,
      "count": 0
    },
    "high_net_worth_individuals": {
      "raum": 329712264.0,
      "count": 42
    },
    "pooled_investment_vehicles": {
      "raum": null,
      "count": 0
    },
    "corporations_other_businesses": {
      "raum": 20560172.0,
      "count": 6
    },
    "business_development_companies": {
      "raum": null,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": null,
      "count": 0
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "CO",
    "FL",
    "GA",
    "MA",
    "ME",
    "NH",
    "NY",
    "TX",
    "VA",
    "VT"
  ],
  "websites": [
    "https://ipswichinvestment.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/106625",
  "city_as_filed": "BEVERLY",
  "url": "https://advisorcensus.com/firm/ipswich-investment-management-company-inc-beverly-ma-106625",
  "display_name": "Ipswich Investment Management Company, Inc",
  "summary": "Ipswich Investment Management Company, Inc is an SEC-registered investment advisory firm in Beverly, MA, registered since 1986, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 16, 2026.",
  "citation": "AdvisorCensus. Ipswich Investment Management Company, Inc (CRD 106625): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Ipswich Investment Management Company, Inc compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Ipswich Investment Management Company, Inc reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Ipswich Investment Management Company, Inc charge?",
      "a": "Its Form ADV Part 2A brochure dated March 16, 2026 states: Asset-based fee: 1% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Ipswich Investment Management Company, Inc located?",
      "a": "Ipswich Investment Management Company, Inc's principal office is in Beverly, MA, according to its Form ADV."
    },
    {
      "q": "Is Ipswich Investment Management Company, Inc registered with the SEC or a state?",
      "a": "Ipswich Investment Management Company, Inc is an SEC-registered investment advisory firm, registered since 1986. Status as filed: Approved. CRD 106625."
    },
    {
      "q": "How much does Ipswich Investment Management Company, Inc manage?",
      "a": "Ipswich Investment Management Company, Inc reports $730,158,575 in regulatory assets under management in its Form ADV filing dated March 16, 2026 (89% discretionary)."
    },
    {
      "q": "How have Ipswich Investment Management Company, Inc's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Ipswich Investment Management Company, Inc: Regulatory assets under management: $542,413,132 in the October 2021 data and $730,158,575 in the October 2026 data, up 35%. Total employees: 11 in October 2021 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Ipswich Investment Management Company, Inc serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (210); high net worth individuals (42); charitable organizations (10)."
    },
    {
      "q": "Which custodians does Ipswich Investment Management Company, Inc use?",
      "a": "Ipswich Investment Management Company, Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and National Financial Services LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Ipswich Investment Management Company, Inc report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/106625"
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 542413132.0,
      "total_employees": 11,
      "filing_date": "2021-06-29"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 664743816.0,
      "total_employees": 12,
      "filing_date": "2022-05-23"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 569985633.0,
      "total_employees": 12,
      "filing_date": "2023-03-30"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 638262727.0,
      "total_employees": 11,
      "filing_date": "2024-03-27"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 695620092.0,
      "total_employees": 11,
      "filing_date": "2025-03-26"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 730158575.0,
      "total_employees": 11,
      "filing_date": "2026-03-16"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 16, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": "1% of assets a year",
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 1% of assets a year"
        ],
        "quotes": [
          "IIM maintains the following general fee schedule per annum for providing investment advisory services, subject to negotiation and agreement with clients.",
          "All managed assets; including equities, convertible securities, cash equivalents, cash reserved for equities, and fixed income securities are charged: • 1% annually"
        ]
      }
    ],
    "values": {
      "tiers": [
        {
          "min": 0.0,
          "max": null,
          "rate_pct": 1.0
        }
      ],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "IIM maintains the following general fee schedule per annum for providing investment advisory services, subject to negotiation and agreement with clients.",
      "All managed assets; including equities, convertible securities, cash equivalents, cash reserved for equities, and fixed income securities are charged: • 1% annually"
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "National Financial Services LLC",
      "name_as_filed": "NATIONAL FINANCIAL SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/ipswich-investment-management-company-inc-beverly-ma-106625.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 210,
      "fewer_than_5": false,
      "raum": 297543063.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 42,
      "fewer_than_5": false,
      "raum": 329712264.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 10,
      "fewer_than_5": false,
      "raum": 82343076.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 6,
      "fewer_than_5": false,
      "raum": 20560172.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/106625",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}