# IP Financial Advisory Services LLC

> IP Financial Advisory Services LLC is an SEC-registered investment advisory firm in Charlotte, NC, registered since 2019, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 30, 2026.

- CRD: 305772
- Filed as: IP FINANCIAL ADVISORY SERVICES LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Charlotte, NC
- Filing period: October 2026
- Form ADV filing dated: June 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/305772
- AdvisorCensus page: https://advisorcensus.com/firm/ip-financial-advisory-services-llc-charlotte-nc-305772

## Quick answers

**How is IP Financial Advisory Services LLC compensated?**
On its Form ADV (Item 5.E, October 2026), IP Financial Advisory Services LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other.

**Where is IP Financial Advisory Services LLC located?**
IP Financial Advisory Services LLC's principal office is in Charlotte, NC, according to its Form ADV; the July 2026 filing also lists 24 other offices (Schedule D, Section 1.F).

**Is IP Financial Advisory Services LLC registered with the SEC or a state?**
IP Financial Advisory Services LLC is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 305772.

**How much does IP Financial Advisory Services LLC manage?**
IP Financial Advisory Services LLC reports $481,397,453 in regulatory assets under management in its Form ADV filing dated June 30, 2026 (54% discretionary).

**How have IP Financial Advisory Services LLC's assets and staff changed since 2021?**
In the Form ADV data for IP Financial Advisory Services LLC: Regulatory assets under management: $114,732,682 in the October 2021 data and $481,397,453 in the October 2026 data, up 320%. Total employees: 53 in October 2021 and 112 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does IP Financial Advisory Services LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (2,001).

**Does IP Financial Advisory Services LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/305772

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other

### Regulatory assets under management (Item 5.F)
- Total: $481,397,453
- Discretionary: $258,534,536
- Non-discretionary: $222,862,917

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 2,001 | $481,397,453 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2019 (6 years)
- Employees: 112 total, 112 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the July 2026 filing
- Brandon, MS
- Byron Center, MI
- Centennial, CO
- Dunedin, FL
- Eagle, ID
- Farmington Hills, MI
- Fort Myers, FL
- Greensburg, PA
- Hendereson, NV
- Henderson, NV
- Hollywood, FL
- Kalispell, MT
- Melbourne, FL
- Mt Pleasant, SC
- North Haven, DE
- Oklahoma City, OK
- Panama City, FL
- Peoria, AZ
- Raliegh, NC
- Reno, NV
- Riverside, CA
- Salt Lake City, UT
- Shelby Charter Twp, MI
- Westport, MA

### Websites listed on Form ADV (Item 1.I)
- ipfinancialservicesllc.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $114,732,682 | 53 | August 3, 2021 |
| October 2022 | $240,700,876 | 90 | September 26, 2022 |
| October 2023 | $250,478,648 | 92 | August 16, 2023 |
| October 2024 | $296,950,627 | 92 | September 20, 2024 |
| October 2025 | $456,110,407 | 112 | June 26, 2025 |
| October 2026 | $481,397,453 | 112 | June 30, 2026 |

Regulatory assets under management: $114,732,682 in the October 2021 data and $481,397,453 in the October 2026 data, up 320%.
Total employees: 53 in October 2021 and 112 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. IP Financial Advisory Services LLC (CRD 305772): Form ADV filing data as of October 2026.