{
  "crd_number": 305772,
  "slug": "ip-financial-advisory-services-llc-charlotte-nc-305772",
  "primary_business_name": "IP FINANCIAL ADVISORY SERVICES LLC",
  "legal_name": "IP FINANCIAL ADVISORY SERVICES LLC",
  "dbas": [],
  "city": "Charlotte",
  "state": "NC",
  "country": "United States",
  "cbsa_code": "16740",
  "metro": {
    "cbsa_code": "16740",
    "common_name": "Charlotte",
    "msa_name": "Charlotte-Concord-Gastonia, NC-SC",
    "path": "/advisors/nc/charlotte"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2019-10-17",
  "years_registered": 6,
  "period": "2026-10-01",
  "filing_date": "2026-06-30",
  "carried_forward": false,
  "raum_total": 481397453.0,
  "raum_discretionary": 258534536.0,
  "raum_non_discretionary": 222862917.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 112,
  "advisory_employees": 112,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 481397453.0,
      "count": 2001
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "other",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "other",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AL",
    "AR",
    "AZ",
    "CA",
    "CO",
    "CT",
    "DC",
    "DE",
    "FL",
    "GA",
    "HI",
    "IA",
    "ID",
    "IL",
    "IN",
    "KS",
    "KY",
    "LA",
    "MA",
    "MD",
    "ME",
    "MI",
    "MN",
    "MO",
    "MS",
    "MT",
    "NC",
    "ND",
    "NE",
    "NH",
    "NJ",
    "NM",
    "NV",
    "NY",
    "OH",
    "OK",
    "OR",
    "PA",
    "RI",
    "SC",
    "SD",
    "TN",
    "TX",
    "UT",
    "VA",
    "VT",
    "WA",
    "WI"
  ],
  "websites": [
    "https://ipfinancialservicesllc.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/305772",
  "city_as_filed": "CHARLOTTE",
  "url": "https://advisorcensus.com/firm/ip-financial-advisory-services-llc-charlotte-nc-305772",
  "display_name": "IP Financial Advisory Services LLC",
  "summary": "IP Financial Advisory Services LLC is an SEC-registered investment advisory firm in Charlotte, NC, registered since 2019, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 30, 2026.",
  "citation": "AdvisorCensus. IP Financial Advisory Services LLC (CRD 305772): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)",
    "Other"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is IP Financial Advisory Services LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), IP Financial Advisory Services LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is IP Financial Advisory Services LLC located?",
      "a": "IP Financial Advisory Services LLC's principal office is in Charlotte, NC, according to its Form ADV; the July 2026 filing also lists 24 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is IP Financial Advisory Services LLC registered with the SEC or a state?",
      "a": "IP Financial Advisory Services LLC is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 305772."
    },
    {
      "q": "How much does IP Financial Advisory Services LLC manage?",
      "a": "IP Financial Advisory Services LLC reports $481,397,453 in regulatory assets under management in its Form ADV filing dated June 30, 2026 (54% discretionary)."
    },
    {
      "q": "How have IP Financial Advisory Services LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for IP Financial Advisory Services LLC: Regulatory assets under management: $114,732,682 in the October 2021 data and $481,397,453 in the October 2026 data, up 320%. Total employees: 53 in October 2021 and 112 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does IP Financial Advisory Services LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (2,001)."
    },
    {
      "q": "Does IP Financial Advisory Services LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/305772"
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 114732682.0,
      "total_employees": 53,
      "filing_date": "2021-08-03"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 240700876.0,
      "total_employees": 90,
      "filing_date": "2022-09-26"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 250478648.0,
      "total_employees": 92,
      "filing_date": "2023-08-16"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 296950627.0,
      "total_employees": 92,
      "filing_date": "2024-09-20"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 456110407.0,
      "total_employees": 112,
      "filing_date": "2025-06-26"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 481397453.0,
      "total_employees": 112,
      "filing_date": "2026-06-30"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/ip-financial-advisory-services-llc-charlotte-nc-305772.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 2001,
      "fewer_than_5": false,
      "raum": 481397453.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/305772",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}