# Invicta Advisors LLC

> Invicta Advisors LLC is an SEC-registered investment advisory firm in Oakmont, PA, registered since 2018, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 298868
- Filed as: INVICTA ADVISORS LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Oakmont, PA
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/298868
- AdvisorCensus page: https://advisorcensus.com/firm/invicta-advisors-llc-oakmont-pa-298868

## Quick answers

**How is Invicta Advisors LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Invicta Advisors LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Invicta Advisors LLC charge?**
Its Form ADV Part 2A brochure dated March 30, 2026 states: Asset-based fee: up to 2% of assets a year (the maximum the brochure states); Hourly rate: $500 an hour (consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Invicta Advisors LLC located?**
Invicta Advisors LLC's principal office is in Oakmont, PA, according to its Form ADV; the April 2026 filing also lists 4 other offices (Schedule D, Section 1.F).

**Is Invicta Advisors LLC registered with the SEC or a state?**
Invicta Advisors LLC is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 298868.

**How much does Invicta Advisors LLC manage?**
Invicta Advisors LLC reports $310,160,547 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (30% discretionary).

**How have Invicta Advisors LLC's assets and staff changed since 2021?**
In the Form ADV data for Invicta Advisors LLC: Regulatory assets under management: $459,772,561 in the October 2021 data and $310,160,547 in the October 2026 data, down 33%. Total employees: 33 in October 2021 and 44 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Invicta Advisors LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1,117); high net worth individuals (35); pension and profit sharing plans (but not the plan participants or government pension plans) (9).

**Does Invicta Advisors LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/298868

**What changed in Invicta Advisors LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $183,496,330 to $310,160,547 (+69%). Added an office in Raleigh, NC. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 30, 2026)

- Asset-based fee: up to 2% of assets a year (the maximum the brochure states)

> Invicta Advisor’s maximum permissible fee is 2.0% of assets under management.

- Hourly rate: $500 an hour (consulting services)

> The maximum hourly fee permitted by Invicta for consulting services is $500 per hour.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $310,160,547
- Discretionary: $94,315,894
- Non-discretionary: $215,844,653

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 1,117 | $205,789,325 |
| High net worth individuals | 35 | $87,704,513 |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 9 | $14,300,835 |
| Charitable organizations | Fewer than 5 | $0 |
| State or municipal government entities (including government pension plans) | Fewer than 5 | $0 |
| Other investment advisers | Fewer than 5 | $0 |
| Insurance companies | Fewer than 5 | $0 |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | $0 |
| Corporations or other businesses not listed above | 2 | $2,365,874 |
| Other | Fewer than 5 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2018 (7 years)
- Employees: 44 total, 7 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT, DE, FL, IL, LA, MI, NJ, OH, PA, TX, VT, WA, WV
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Aston, PA
- Doylestown, PA
- Raleigh, NC
- Worthington, OH

### Websites listed on Form ADV (Item 1.I)
- invictacapitaladvisors.com
- lucasfinancialservices.com
- ybifs.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $459,772,561 | 33 | September 23, 2021 |
| October 2022 | $421,900,830 | 33 | August 12, 2022 |
| October 2023 | $421,922,781 | 36 | May 3, 2023 |
| October 2024 | $192,282,372 | 43 | September 9, 2024 |
| October 2025 | $183,496,330 | 44 | March 10, 2025 |
| October 2026 | $310,160,547 | 44 | March 30, 2026 |

Regulatory assets under management: $459,772,561 in the October 2021 data and $310,160,547 in the October 2026 data, down 33%.
Total employees: 33 in October 2021 and 44 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $183,496,330 to $310,160,547 (+69%).
- Added an office in Raleigh, NC.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Invicta Advisors LLC (CRD 298868): Form ADV filing data as of October 2026.